RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••••• V•••••••
- M••••• S•••••• wirehouse currentsince Nov 18, 2020 · Annapolis, Md
- R••••• W• B•••• • C•• I••••••••• mixed wealthAug 10, 2012 to Dec 2, 2020 · Easton, Md
- L•• F•••••••• L•• BD affiliatedJul 21, 2009 to Aug 20, 2012 · Centreville, Md
- L•• F•••••••• L•• BD affiliatedOct 1, 2007 to Jul 21, 2009 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 14, 2005 to Jul 21, 2009 · Easton, Md
- R••••• W• B•••• • C•• I••••••••• to M••••• S••••••left Dec 2, 2020, registered Nov 18, 2020 (-14 days) · RIA to wirehouse
- L•• F•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Aug 20, 2012, registered Aug 10, 2012 (-10 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 21, 2009, registered Oct 1, 2007 (-659 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address