RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• L••• A•••••••
- R•• C•••••• M••••••• L•• national BD currentsince Sep 14, 2026 · Westminster, Md
- L•••••••• T••••••• A•••• M••••••••• I•• otherApr 2, 2025 to Aug 10, 2026 · New York, Ny
- O•••• W•••••• I••• BD affiliatedJan 24, 2025 to Apr 7, 2025 · Scottsdale, Az
- O•••• F•• I••• formerJan 18, 2023 to Jan 24, 2025 · Radnor, Pa
- T• R••• P•••• A••••••••• I••• asset managerJun 4, 2020 to Nov 28, 2022 · Owings Mills, Md
- L•••••••• T••••••• A•••• M••••••••• I•• to R•• C•••••• M••••••• L••left Aug 10, 2026, registered Sep 14, 2026 (35 days) · Other
- O•••• W•••••• I••• to L•••••••• T••••••• A•••• M••••••••• I••left Apr 7, 2025, registered Apr 2, 2025 (-5 days) · channel change inside one enterprise, not a move
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••••• I••• to O•••• F•• I•••left Nov 28, 2022, registered Jan 18, 2023 (51 days) · Other
- C••••• L••• A••••••• added a TX registration at R•• C•••••• M••••••• L••Sep 17, 2026 · New state registration · fact
- C••••• L••• A••••••• added a MD registration at R•• C•••••• M••••••• L••Sep 14, 2026 · New state registration · fact
- C••••• L••• A••••••• registered as an investment adviser representative at R•• C•••••• M••••••• L••Sep 14, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address