DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

T. Rowe Price Associates, Inc.

Asset manager (funds and pooled vehicles)Baltimore, MarylandCRD 105496SEC 801-856websiteIAPD
Latest filing Jul 6, 2026
First filing on the tape Mar 29, 2012 · 55 filings
SEC status approved since Mar 29, 1947
RAUM
$2196B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$5.1B individuals and HNW
Advisors
222
registered through the firm on IAPD
RAUM per advisor
$9.9B
derived; firm RAUM over IAPD count
Employees
3,760
545 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
7
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$2196B as of Jul 6, 2026
Mar 29, 2012$480B then
HNW client RAUM$5.1B as of Jul 6, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)39 as of Jul 6, 2026
Mar 27, 20134 then
Employees (5.A)3,760 as of Jul 6, 2026
Mar 27, 20132,070 then
Private funds7 as of Jul 6, 2026
Mar 29, 20123 then
RAUM +14% over the last fiscal year+13% a year over threeIARs 44 to 39offices 7 to 5
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$9.8BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.6MderivedHNW RAUM over HNW clients
Average account
$319MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
16.9derivedItem 5.A over advisors
Advisors per office
37.2derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.4%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$183B, 2,296 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1183B54%
  • Pooled investment vehicles$798B37%
  • Pension and profit-sharing plans$69B3.1%
  • State and municipal entities$54B2.5%
  • Insurance companies$30B1.4%
  • Sovereign wealth funds$26B1.2%
  • Corporations and businesses$14B0.6%
  • High-net-worth individuals$5.1B0.2%
  • Charitable organizations$1.8B0.1%
  • Banks and thrifts$349M0.0%
  • Other investment advisers$95.7M0.0%
Individual clients
181reported
HNW clients
680reported
Pension plan clients
214reported
Charitable clients
76reported
Accounts
6,889reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $2.3B managedreported
Custody of client assets
$183B for 2,296 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.9 institutional_share=0.08 related_bd=true related_bank=true bd_reps=253.0derived
Advisors registered through the firm
223 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joshua Freeman SlaterBaltimore, MdMar 16, 200126 y0
Philip Jeffrey BurgerBaltimore, MdNov 12, 200326 y0
Paige Tyrone DavisBaltimore, MdDec 4, 201424 y3
Christopher Richard AcetoChartered Financial AnalystBaltimore, MdDec 22, 201616 y0
Thomas Elliot BauerMission Hills, KsApr 11, 201719 y2
Katrina Marie JacobsSan Diego, CaApr 11, 201719 y2
Sebastian Juan MitchellCertified Financial PlannerBatavia, IlApr 11, 201728 y0
Derek William FisherChatham, NjApr 13, 201724 y1
Mark Philip WhiskeymanChartered Financial AnalystBel Air, MdApr 13, 201725 y4
Barrett Duncan WraggCertified Financial PlannerBaltimore, MdApr 18, 201724 y0
Adam John FletcherWayne, PaApr 25, 201719 y1
Matthew William BorenWilmette, IlSep 29, 201723 y4
Craig Jeffrey St. ThomasCharlotte, NcOct 10, 201728 y0
David Gareth ChattertonCertified Financial PlannerColorado Springs, CoOct 24, 201718 y2
Sean Michael LynchThe Woodlands, TxJan 9, 201822 y3
Christian James NesherCertified Financial PlannerWhitefish, Mt Dec 6, 201822 y3
Hector MendezFair Haven, NjJan 2, 201921 y2
Jason Bradley BrunsBaltimore, MdJan 3, 201921 y4
Melanie JacobsScottsdale, AzJan 23, 201911 y1
Noel Wells DoironScottsdale, AzJan 24, 201916 y2
Heidi Christine KaneySan Francisco, CaFeb 5, 201929 y3
Christopher John ArkfeldColorado Springs, CoFeb 14, 201910 y3
Thomas F CasperiteChartered Financial AnalystBaltimore, MdFeb 14, 201920 y2
Adam Ira CohenChartered Financial AnalystBaltimore, MdFeb 14, 201925 y5
Sara Michele CarrierColorado Springs, CoFeb 14, 201918 y1
Adrianna Fornalczyk CaulderBaltimore, MdFeb 14, 201921 y1
Adam ByardPowell, OhFeb 14, 201916 y1
Alex Michael DavisBaltimore, MdFeb 26, 201913 y2
Curtis Alan DonaldBaltimore, MdFeb 26, 201913 y1
Mary Louise FletcherGlenmoore, PaFeb 26, 201920 y3
James MugnoJupiter, FlFeb 26, 201921 y3
Brooks Jonathan FisherColorado Springs, CoFeb 26, 201919 y2
Daniel Joseph FunkCertified Financial PlannerSedalia, CoFeb 26, 201921 y1
Lauren Brooke FerraraBaltimore, MdFeb 26, 201920 y3
John Hamer EscarioChartered Financial AnalystBaltimore, MdFeb 26, 201933 y1
Jessica Marie CalderClearwater, FlFeb 26, 201916 y1
John E EilerWeston, CtFeb 26, 201932 y1
Noel Christopher HainsselinWestwood, MaFeb 27, 201910 y1
Richard E FalcioneCertified Financial PlannerCarmel, InFeb 27, 201927 y3
Garrett Steven SiperkoWest Bloomfield, MiMar 1, 201912 y2
All 223 advisors at T. Rowe Price Associates, Inc.
Advisor movement
15 left, 16 joined in 12 months
net +1 in 12 months5 left in 90 days6 joined in 90 daysdeparture rate 6.8% of current headcount43 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
21 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
M1782Other Private Fund$2.2B162Mar 27, 2013
M0105 (Formerly M0102)no longer reportedOther Private Fund$729M55Mar 27, 2013
M0105no longer reportedOther Private Fund$635M56Mar 27, 2013
M0625Other Private Fund$300M66Mar 27, 2013
M1119no longer reportedOther Private Fund$147M50Mar 27, 2013
T. Rowe Price Macro And Absolute Return Strategies Master Fund LtdHedge Fund$48.9M1Nov 24, 2021
T. Rowe Price Macro And Absolute Return Strategies Fund LLCHedge Fund$48.9M6Nov 24, 2021
M2606Other Private Fund$17.1M181Mar 29, 2018
T. Rowe Price Term Asset-Backed Opportunity Fund, L.L.C.no longer reportedPrivate Equity Fund$11.0M16Mar 29, 2012
Inner Harbor Cbo 1999-1 Ltd.no longer reportedSecuritized Asset Fund$5.4M0Mar 29, 2012
M2072Private Equity Fund$1.9M13Mar 31, 2015
5820Private Equity Fund$785,00213Mar 27, 2014
M0966Other Private Fund$262,60761Mar 27, 2013
M1299no longer reportedOther Private Fund$134,38261Mar 30, 2016
T. Rowe Price Recovery Fund II, L.P.no longer reportedPrivate Equity Fund$118,48825Mar 29, 2012
5818no longer reportedPrivate Equity Fund$013Mar 27, 2014
M2473no longer reportedOther Private Fund$061Mar 31, 2017
T. Rowe Price Term Asset-Backed Opportunity Fund II LLCno longer reportedHedge Fund$00Jun 22, 2020
M2072.2Private Equity Fund$020Mar 28, 2019
5819Private Equity Fund$013Mar 27, 2014
T. Rowe Price Macro And Absolute Return Strategies Offshore Fund LtdHedge Fund$00Nov 24, 2021
Owners and control persons
Schedule A and B, latest filing
  • Benson Jennifer Dardis · Directorcontrol
    since 01/2022 · owns less than 5%
  • L Savonne Ferguson · Chief Compliance Officercontrol
    since 10/2024 · owns less than 5%
  • Nmn David Oestreicher · Chief Legal Officer/Directorcontrol
    since 03/2008 · owns less than 5%
  • W Robert Sharps · President/Directorcontrol
    since 10/2018 · owns less than 5%
  • Lanoue Eric Veiel · Directorcontrol
    since 01/2022 · owns less than 5%
Entity owners
  • T. Rowe Price Group, Inc. · Direct Owner
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
  • Oak Hill Advisors (Australia) Pty Ltd
    investment advisery
  • Oak Hill Advisors (Europe) Llp
    investment advisery
  • Oak Hill Advisors, L.P.
    investment adviserbankyRAUM $101B
  • Oha (Uk) Llp
    investment advisery
  • Oha Ad Co-Investment Genpar, Llp
    investment adviserbanky
  • Oha Ad Customized Credit Fund Genpar, Llp
    investment adviserbanky
  • Oha Ad Dislocation Credit Genpar, Llp
    investment adviserbanky
  • Oha Ad Dislocation Credit II Genpar, L.P.
    investment adviserbanky
  • Oha Aloha European Credit Fund Genpar, Llp
    investment adviserbanky
  • Oha Artesian Customized Credit Fund I Genpar, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Asia Customized Credit Genpar, LLC
    investment adviserbanky
  • Oha Bcss Ssd Genpar II, LLC
    investment adviserbanky
  • Oha Bcss Ssd Genpar, LLC
    investment adviserbanky
  • Oha Black Bear Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Ca Customized Credit Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Centre Street Genpar, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Clo Enhanced Equity Genpar, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Clo Enhanced Equity II Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Clo Strategies Fund Genpar, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Credit Cadenza Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Credit Opportunities Ca (C) Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Credit Origination Genpar I, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Credit Solutions Genpar, LLC
    investment adviserbankpooled vehicle sponsory
  • Oha Credit Solutions II Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Custom Multi-Sector Credit Fund Genpar, LLC
    investment adviserbanky
  • Oha Delaware Customized Credit Fund Genpar, LLC
    investment adviserbanky
  • Oha Delaware Customized Credit Fund-F Genpar, LLC
    investment adviserbanky
  • Oha Diversified Credit Strategies (Parallel II) Genpar, LLC
    investment adviserbanky
  • Oha Diversified Credit Strategies Genpar, Llp
    investment adviserbankpooled vehicle sponsory
  • Oha Diversified Credit Strategies Tractor Fund Genpar, LLC
    investment adviserbanky
Advisers that list T. Rowe Price Associates, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Baltimore, Md · principal78100
Colorado Springs, Co3442
San Francisco, Ca731
Dallas, Tx300
Carmel, In200
Scottsdale, Az200
Rancho Mission Viejo, Ca210
Yardley, Pa210
Overland Park, Ks200
Newport Beach, Ca210
Wilmette, Il210
Owings Mills, Md104
Huntington Beach, Ca100
Kirkland, Wa100
Nashville, Tn100
Portland, Or101
Austin, Tx100
Marietta, Ga000
Ponte Vedra, Fl000
Bellevue, Wa000
Offices
Schedule D 1.F, the 25 largest
  • Washington, DC20 employees
  • San Francisco, CA17 employees
  • New York, NY6 employees
  • Colorado Springs, CO3 employees
  • Owings Mills, MD2 employees
  • Owings Mills, MD2 employees
What changed
consecutive filings, newest first
  • Accounts · 5,924 to 6,889
    Oct 7, 2025 to Mar 31, 2026
  • Advisory employees · 533 to 545
    Oct 7, 2025 to Mar 31, 2026
  • BD registered reps · 257 to 253
    Oct 7, 2025 to Mar 31, 2026
  • Charity clients · 82 to 76
    Oct 7, 2025 to Mar 31, 2026
  • Corporate clients · 86 to 88
    Oct 7, 2025 to Mar 31, 2026
  • HNW clients · 628 to 680
    Oct 7, 2025 to Mar 31, 2026
  • Individual clients · 159 to 181
    Oct 7, 2025 to Mar 31, 2026
  • Pension plan clients · 213 to 214
    Oct 7, 2025 to Mar 31, 2026
  • Pooled vehicle clients · 383 to 379
    Oct 7, 2025 to Mar 31, 2026
  • Assets in custody · $167B to $183B
    Oct 7, 2025 to Mar 31, 2026
  • Employees · 3,947 to 3,760
    Oct 7, 2025 to Mar 31, 2026
  • State-registered IARs · 44 to 39
    Oct 7, 2025 to Mar 31, 2026
  • Other offices · 7 to 5
    Oct 7, 2025 to Mar 31, 2026
  • Private funds · 9 to 7
    Oct 7, 2025 to Mar 31, 2026
  • Discretionary RAUM · $1934B to $2196B
    Oct 7, 2025 to Mar 31, 2026
  • HNW RAUM · $4.7B to $5.1B
    Oct 7, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $78.3M to $0
    Oct 7, 2025 to Mar 31, 2026
  • Pension RAUM · $63B to $69B
    Oct 7, 2025 to Mar 31, 2026
  • Pooled vehicle RAUM · $621B to $798B
    Oct 7, 2025 to Mar 31, 2026
  • RAUM · $1934B to $2196B
    Oct 7, 2025 to Mar 31, 2026
  • Wrap assets (manager) · $1.9B to $2.3B
    Oct 7, 2025 to Mar 31, 2026
  • Accounts · 4,696 to 5,924
    Nov 20, 2024 to Mar 31, 2025
  • Advisory employees · 535 to 533
    Nov 20, 2024 to Mar 31, 2025
  • BD registered reps · 255 to 257
    Nov 20, 2024 to Mar 31, 2025
  • Charity clients · 75 to 82
    Nov 20, 2024 to Mar 31, 2025
  • Corporate clients · 91 to 86
    Nov 20, 2024 to Mar 31, 2025
  • HNW clients · 546 to 628
    Nov 20, 2024 to Mar 31, 2025
  • Individual clients · 0 to 159
    Nov 20, 2024 to Mar 31, 2025
  • Pension plan clients · 221 to 213
    Nov 20, 2024 to Mar 31, 2025
  • Pooled vehicle clients · 358 to 383
    Nov 20, 2024 to Mar 31, 2025
  • Assets in custody · $123B to $167B
    Nov 20, 2024 to Mar 31, 2025
  • Employees · 3,814 to 3,947
    Nov 20, 2024 to Mar 31, 2025
  • Financial planning clients · unset to
    Nov 20, 2024 to Mar 31, 2025
  • State-registered IARs · 46 to 44
    Nov 20, 2024 to Mar 31, 2025
  • Other offices · 6 to 7
    Nov 20, 2024 to Mar 31, 2025
  • Private funds · 10 to 9
    Nov 20, 2024 to Mar 31, 2025
  • Discretionary RAUM · $1752B to $1934B
    Nov 20, 2024 to Mar 31, 2025
  • HNW RAUM · $4.0B to $4.7B
    Nov 20, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $266M to $78.3M
    Nov 20, 2024 to Mar 31, 2025
  • Pension RAUM · $56B to $63B
    Nov 20, 2024 to Mar 31, 2025
Signals
60 dated events
  • Michelle Lewis registered as an investment adviser representative at T. Rowe Price Associates, Inc.
    Sep 15, 2026 · Advisor registered · fact
  • Joel Richard Helzer left T. Rowe Price Associates, Inc. for Robertson Stephens (registered 2026-09-04)
    Sep 8, 2026 · Advisor changed firm · fact
  • Mitchell Todd Lepage left T. Rowe Price Associates, Inc. for Creative Planning (registered 2026-09-03)
    Aug 27, 2026 · Advisor changed firm · fact
  • Ryan Joseph Lancaster left T. Rowe Price Associates, Inc. for Capital Client Group, Inc. (registered 2026-08-27)
    Aug 7, 2026 · Advisor changed firm · fact
  • Lori Ann Silverthorne left T. Rowe Price Associates, Inc. for Charles Schwab & Co., Inc. (registered 2026-07-25)
    Jul 14, 2026 · Advisor changed firm · fact
  • J Tyler Sidney Keith left T. Rowe Price Associates, Inc. for U.S. Bancorp Advisors, Llc (registered 2026-06-25)
    Jun 26, 2026 · Advisor changed firm · fact
  • Tyler Haines left T. Rowe Price Associates, Inc. for Victory Capital Management Inc. (registered 2026-06-22)
    Jun 18, 2026 · Advisor changed firm · fact
  • Anthony Daniel Polichemi left T. Rowe Price Associates, Inc. for Bny Mellon Securities Corporation (registered 2026-06-23)
    Jun 12, 2026 · Advisor changed firm · fact
  • Christian D Holstein left T. Rowe Price Associates, Inc. for John Hancock Investment Management Llc (registered 2026-06-17)
    Jun 12, 2026 · Advisor changed firm · fact
  • Stephanie Pack left T. Rowe Price Associates, Inc. for Touchstone Advisors Inc (registered 2026-06-12)
    May 21, 2026 · Advisor changed firm · fact
  • Scott Dutcher left T. Rowe Price Associates, Inc. for Mfs Institutional Advisors Inc. (registered 2026-04-23)
    Mar 26, 2026 · Advisor changed firm · fact
  • Dominic Patrick O'Donovan left T. Rowe Price Associates, Inc. for Merit Financial Advisors (registered 2026-03-23)
    Mar 24, 2026 · Advisor changed firm · fact
  • Peter Currie left T. Rowe Price Associates, Inc. for Lpl Financial Llc (registered 2026-06-17)
    Mar 3, 2026 · Advisor changed firm · fact
  • Thomas Trail Neubauer left T. Rowe Price Associates, Inc. for Hb Wealth (registered 2026-01-13)
    Jan 13, 2026 · Advisor changed firm · fact
  • Steven Seid left T. Rowe Price Associates, Inc. for Thornburg Investment Management Inc (registered 2026-02-04)
    Oct 29, 2025 · Advisor changed firm · fact
  • Eric A Seale left T. Rowe Price Associates, Inc. for T. Rowe Price Advisory Services, Inc. (registered 2026-08-10)
    Oct 29, 2025 · Advisor changed firm · fact
  • Danielle Marie Kalkman left T. Rowe Price Associates, Inc. for Parnassus Investments, Llc (registered 2025-10-03)
    Sep 3, 2025 · Advisor changed firm · fact
  • Terrell Parker left T. Rowe Price Associates, Inc. for Morgan Stanley (registered 2025-12-19)
    Aug 8, 2025 · Advisor changed firm · fact
  • Jessica Palou left T. Rowe Price Associates, Inc. for Ameriprise Financial Services, Llc (registered 2026-06-08)
    Aug 8, 2025 · Advisor changed firm · fact
  • Kyle Schaffer left T. Rowe Price Associates, Inc. for Strategic Advisers Llc (registered 2025-08-15)
    Aug 5, 2025 · Advisor changed firm · fact
  • Hunter K Stokes left T. Rowe Price Associates, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-07-14)
    Jul 1, 2025 · Advisor changed firm · fact
  • Brian Francisco Medina left T. Rowe Price Associates, Inc. for Hartford Funds (registered 2025-07-03)
    Jun 25, 2025 · Advisor changed firm · fact
  • Christopher Allen Przicina left T. Rowe Price Associates, Inc. for Key Investment Services Llc (registered 2026-03-31)
    Jun 2, 2025 · Advisor changed firm · fact
  • Paul Francis Cooney left T. Rowe Price Associates, Inc. for Mfs Institutional Advisors Inc. (registered 2025-07-21)
    Jun 2, 2025 · Advisor changed firm · fact
  • Martin Brian Meaney left T. Rowe Price Associates, Inc. for Capital Client Group, Inc. (registered 2025-05-27)
    Apr 29, 2025 · Advisor changed firm · fact
  • Kevin Yosaku Endo left T. Rowe Price Associates, Inc. for Thornburg Investment Management Inc (registered 2025-12-10)
    Apr 29, 2025 · Advisor changed firm · fact
  • Ricardo Lopez left T. Rowe Price Associates, Inc. for Baird Strategas Llc (registered 2025-04-11)
    Apr 14, 2025 · Advisor changed firm · fact
  • Tejasvini Kulkarni Rao left T. Rowe Price Associates, Inc. for Ameriprise Financial Services, Llc (registered 2026-07-16)
    Mar 14, 2025 · Advisor changed firm · fact
  • Christopher David Ferrara left T. Rowe Price Associates, Inc. for Lpl Enterprise, Llc (registered 2026-01-23)
    Mar 14, 2025 · Advisor changed firm · fact
  • Cameron Howard Carty left T. Rowe Price Associates, Inc. for Creative Planning (registered 2026-01-14)
    Mar 14, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Website
TROWEPRICE.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
410-345-2000reportedpublic record, Form ADV, Jul 6, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$9.9Bderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026