RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• N•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Steubenville, Oh
- J••••• H•••••••• W••• L••••• L•• formerJan 11, 2018 to Oct 18, 2019 · Steubenville, Oh
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Jan 19, 2018 · Washington, Pa
- J••••• H•••••••• W••• L••••• L•• formerMay 28, 2003 to Jan 1, 2004 · Washington, Pa
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to J••••• H•••••••• W••• L••••• L••left Jan 19, 2018, registered Jan 11, 2018 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address