RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••••• M••••• L••••••
- C••••••• P•••••• W••••• BD affiliated currentsince May 14, 2026 · Menlo Park, Ca
- C••••••• S••••••••• I••• BD affiliated currentsince May 13, 2026 · Menlo Park, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerNov 16, 2015 to Jun 16, 2023 · San Francisco, Ca
- C••••••• S••••••••• formerNov 6, 2012 to Nov 4, 2015 · Palo Alto, Ca
- W•••• F•••• I••••••••• L•• unclassifiedFeb 13, 2001 to Nov 7, 2007 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to C••••••• S••••••••• I•••left Jun 16, 2023, registered May 13, 2026 (1062 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Nov 4, 2015, registered Nov 16, 2015 (12 days) · Other
- W•••• F•••• I••••••••• L•• to C••••••• S•••••••••left Nov 7, 2007, registered Nov 6, 2012 (1826 days) · Other
- J•••••••• M••••• L•••••• left J••• M••••• P•••••• W••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2026-05-13)Jun 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address