DFX Intelligence
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Registered advisor
J••• T••••• C•••••••••
Feed of 09/14/2026
Also filed as J••• T••••• C••••••••• T• C•••••••••
At current firm
14 y
since Aug 13, 2012
In the industry
32 y
since Jun 17, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 13, 2012 · Sandy Springs, Ga
- E•••••• C•••••• M••••••••• L•• formerApr 20, 2011 to May 10, 2012 · Arlington, Va
- W•••••• • R••• formerJun 10, 2008 to Apr 18, 2011 · Greenville, Sc
- W•••• F•••• A••••••• wirehouseFeb 10, 2005 to Apr 19, 2005 · Greenville, Sc
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedSep 10, 2004 to Jan 5, 2005 · Greenville, Sc
- C•••• I••••••••• S••••••• C•••• formerMay 19, 2004 to Sep 22, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left May 10, 2012, registered Aug 13, 2012 (95 days) · Other
- W•••••• • R••• to E•••••• C•••••• M••••••••• L••left Apr 18, 2011, registered Apr 20, 2011 (2 days) · Other
- W•••• F•••• A••••••• to W•••••• • R•••left Apr 19, 2005, registered Jun 10, 2008 (1148 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to W•••• F•••• A•••••••left Jan 5, 2005, registered Feb 10, 2005 (36 days) · Other
- C•••• I••••••••• S••••••• C•••• to M•••••• I••••••••• F••• S••••••• L••left Sep 22, 2004, registered Sep 10, 2004 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address