DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• C• D•••••

P••••••• C•••••• A•••••••state registeredLong Beach, Ca IA-onlyIAPD 2441474

Feed of 09/15/2026

Also filed as M••• Christopher D•••••

At current firm

2 y

since Mar 6, 2024

In the industry

32 y

since May 5, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••• C•••••• A••••••• state registered current
since Mar 6, 2024 · Long Beach, Ca
W••••••••• A•••••••• L•• former
Dec 1, 2017 to Mar 17, 2022 · Ponte Vedra Beach, Fl
I••• F•••••••• L•• independent RIA
Nov 19, 2014 to Mar 1, 2016 · Fair Play, Sc
M••••• S•••••• wirehouse
Sep 23, 2013 to Apr 7, 2014 · Anderson, Sc
L•••••••• A•••• M••••••••• asset manager
Mar 26, 2013 to Aug 19, 2013 · Phoenix, Az
S•••• I••••••••• I••• asset manager
Jul 6, 2009 to Dec 9, 2011 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

W••••••••• A•••••••• L•• to P••••••• C•••••• A•••••••
left Mar 17, 2022, registered Mar 6, 2024 (720 days) · Other
I••• F•••••••• L•• to W••••••••• A•••••••• L••
left Mar 1, 2016, registered Dec 1, 2017 (640 days) · Other
M••••• S•••••• to I••• F•••••••• L••
left Apr 7, 2014, registered Nov 19, 2014 (226 days) · Other
L•••••••• A•••• M••••••••• to M••••• S••••••
left Aug 19, 2013, registered Sep 23, 2013 (35 days) · Other
S•••• I••••••••• I••• to L•••••••• A•••• M•••••••••
left Dec 9, 2011, registered Mar 26, 2013 (473 days) · Other

Signals

M••• C• D••••• left W••••••••• A•••••••• L•• for P••••••• C•••••• A••••••• (registered 2024-03-06)
Mar 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address