RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• M•••••
- F• A••••••• S•••••••• L•• state registered currentsince Mar 10, 2017 · Livingston, Tx
- F• A••••••• S•••••••• L•• state registeredJul 23, 2007 to Dec 31, 2016 · Tyler, Tx
- V•••••••• F••••••••• L•• formerNov 1, 2004 to Dec 31, 2006 · Austin, Tx
- Q•• F•••••••• L•• unclassifiedMay 24, 2002 to Jun 22, 2004 · Tyler, Tx
- T•• A•••••••• L• formerMay 21, 2002 to Dec 3, 2008 · Austin, Tx
- T•• A•••••••• L• to Q•• F•••••••• L••left Dec 3, 2008, registered May 24, 2002 (-2385 days) · Other
- V•••••••• F••••••••• L•• to F• A••••••• S•••••••• L••left Dec 31, 2006, registered Jul 23, 2007 (204 days) · Other
- Q•• F•••••••• L•• to V•••••••• F••••••••• L••left Jun 22, 2004, registered Nov 1, 2004 (132 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address