DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Veritrust Financial, LLC

Former SEC-registered adviserAustin, TexasCRD 106594SEC 801-71237IAPD
Latest filing Sep 27, 2013
First filing on the tape Nov 23, 2011 · 6 filings
RAUM
$70.5M
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
36 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$70.5M as of Mar 25, 2013
Mar 28, 2012$62.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 10
Employees (5.A): 73
Private funds: no history
RAUM +12% over the last fiscal year
Practice profile
derived from the filing of Sep 27, 2013; every figure names its basis
RAUM per advisor
$7.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$123,700derivedRAUM over accounts (5.F.2.f)
Discretionary
39%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
7.3derivedItem 5.A over advisors
Advisors per office
1.0derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
570reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Edgar Allen Jr Brown · President/Ceo/Cfo/Managing Membercontrol
    since 08/2005 · owns less than 5%
  • Edgar Allen Jr Brown · Ccocontrol
    since 09/2013 · owns less than 5%
  • Edgar Allen Jr Brown · Ownercontrol
    since 09/2009 · owns 75% or more of Vfs Financial Services, Inc
  • Renata Stanislawa Zawaideh · Financial Operations Principal
    since 08/2011 · owns less than 5%
Entity owners
  • Vfs Financial Services, Inc · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Camarillo, CA
  • Coral Springs, FL
  • Downey, CA
  • Jacksonville, FL
  • Kirkland, WA
  • Lisle, IL
  • Montchanin, DE
  • Northport, AL
  • Redlands, CA
What changed
consecutive filings, newest first
  • Accounts · 535 to 570
    Nov 28, 2012 to Mar 25, 2013
  • State-registered IARs · 2 to 10
    Nov 28, 2012 to Mar 25, 2013
  • Discretionary RAUM · $18.8M to $27.4M
    Nov 28, 2012 to Mar 25, 2013
  • Non-discretionary RAUM · $44.2M to $43.1M
    Nov 28, 2012 to Mar 25, 2013
  • RAUM · $62.9M to $70.5M
    Nov 28, 2012 to Mar 25, 2013
  • Advisory employees · unset to 36.0
    Mar 28, 2012 to Nov 28, 2012
  • BD registered reps · unset to 36.0
    Mar 28, 2012 to Nov 28, 2012
  • Employees · unset to 73.0
    Mar 28, 2012 to Nov 28, 2012
  • State-registered IARs · unset to 2.0
    Mar 28, 2012 to Nov 28, 2012
  • Accounts · 460 to 535
    Jan 13, 2012 to Mar 28, 2012
  • Discretionary RAUM · $14.8M to $18.8M
    Jan 13, 2012 to Mar 28, 2012
  • Non-discretionary RAUM · $41.2M to $44.2M
    Jan 13, 2012 to Mar 28, 2012
  • RAUM · $56.1M to $62.9M
    Jan 13, 2012 to Mar 28, 2012
  • Insurance-licensed employees · unset to 0.0
    Nov 23, 2011 to Jan 13, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026