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RIA Intelligence
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Registered advisor
M••• T••••• M••••••••
Feed of 09/14/2026
At current firm
17 y
since Sep 8, 2009
In the industry
28 y
since Aug 10, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 8, 2009 · Rockville, Md
- M••••• S•••••• C••••••••• unclassifiedJan 9, 2006 to Sep 8, 2009 · Boston, Ma
- C•••••• W••••• M••••••••• I••• independent RIAJun 6, 2003 to Feb 24, 2006 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- C•••••• W••••• M••••••••• I••• to M••••• S•••••• C•••••••••left Feb 24, 2006, registered Jan 9, 2006 (-46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address