DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C•••••• W••••• M••••••••• I•••
Latest filing Aug 7, 2026
First filing on the tape Mar 19, 2012 · 4 filings
SEC status approved since Aug 7, 2026
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$112M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$112M as of Aug 7, 2026
Mar 19, 2012$28.5M then
HNW client RAUM: $112M
State-registered IARs (5.B.3): 1
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$112M100%
- Charitable organizations$343,4350.3%
- Individual clients
- n/areported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 93reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• J•••• M•••••••Certified Financial Planner | Mclean, Va | Oct 15, 1997 | 42 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• G••••• to F•• S••••••••• C•••••••••Oct 31, 2007 · Other
- T•••••• D••• V•••••• to F•• S••••••••• C•••••••••Oct 31, 2007 · Other
- J•••• C•••• R••••••• to F•• S••••••••• C•••••••••Oct 27, 2006 · Other
- J•••• K•• M•••• to F•• S••••••••• C•••••••••Oct 27, 2006 · Other
- F•••• L•••• C•••••• to F•• S••••••••• C•••••••••Feb 24, 2006 · Other
- M••• T••••• M•••••••• to M••••• S•••••• C•••••••••Feb 24, 2006 · Other
- R•• T••••• R•••• to F•• S••••••••• C•••••••••Feb 17, 2006 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• F••••• J•••• · President, Ceo, Coo, Chief Compliance Officercontrolsince 08/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 90 to 93Jul 5, 2012 to Aug 7, 2026
- Advisory employees · unset to 1.0Jul 5, 2012 to Aug 7, 2026
- BD registered reps · unset to 1.0Jul 5, 2012 to Aug 7, 2026
- Charity clients · unset to 1.0Jul 5, 2012 to Aug 7, 2026
- HNW clients · unset to 29.0Jul 5, 2012 to Aug 7, 2026
- Employees · unset to 2.0Jul 5, 2012 to Aug 7, 2026
- Financial planning clients · 26-50 to 26-50Jul 5, 2012 to Aug 7, 2026
- State-registered IARs · unset to 1.0Jul 5, 2012 to Aug 7, 2026
- Other offices · unset to 0.0Jul 5, 2012 to Aug 7, 2026
- Discretionary RAUM · $22.8M to $112MJul 5, 2012 to Aug 7, 2026
- HNW RAUM · unset to 111545451.0Jul 5, 2012 to Aug 7, 2026
- Non-discretionary RAUM · $5.7M to $0Jul 5, 2012 to Aug 7, 2026
- RAUM · $28.5M to $112MJul 5, 2012 to Aug 7, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-891-4070reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C••••••WEALTHMGMT.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 703-891-4070reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026