RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• T••• G••••••••
- W•••••••• W••••• M••••••••• L••• independent RIA currentsince Jan 9, 2015 · Englewood, Co
- W•••••••• A•••• M••••••••• L••• independent RIA currentsince Oct 31, 2007 · Englewood, Co
- W•••••••• A•••• M••••••••• I••• unclassifiedJan 20, 2004 to Dec 20, 2007 · Denver, Co
- C•••••• W••• A•••• M••••••••• L•• unclassifiedJan 4, 2000 to Nov 20, 2003 · Greenwood Village, Co
- W•••••••• A•••• M••••••••• I••• to W•••••••• A•••• M••••••••• L•••left Dec 20, 2007, registered Oct 31, 2007 (-50 days) · Other
- C•••••• W••• A•••• M••••••••• L•• to W•••••••• A•••• M••••••••• I•••left Nov 20, 2003, registered Jan 20, 2004 (61 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address