DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• W••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Dec 1, 2014 · 17 filings
SEC status approved since Jan 8, 2015
RAUM
$513M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
62%
$317M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$513M as of Mar 30, 2026
Mar 29, 2016$168M then
HNW client RAUM$284M as of Mar 30, 2026
Mar 29, 2018$179M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 29, 20163 then
Employees (5.A)10 as of Mar 30, 2026
Mar 29, 20168 then
Private funds: no history
RAUM +32% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $820,620derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M55%
- Corporations and businesses$188M37%
- Individuals$33.1M6.4%
- Pension and profit-sharing plans$7.0M1.4%
- Charitable organizations$700,9550.1%
- Individual clients
- 70reported
- HNW clients
- 77reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 625reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• G•••••••• T••• · Limited Partnercontrolsince 11/2014 · owns 75% or more
- G••••••••• G•••••••• T••• · Shareholdercontrolsince 12/2006 · owns 75% or more of W•••••••• A•••• M••••••••• C•••••••••
- B•••••••• G••••••• J• · Partner, Chief Compliance Officersince 03/2021 · owns 5% to 10%
Entity owners
- W•••••••• A•••• M••••••••• C••••••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W•••••••• A•••• M••••••••• L•••investment advisernRAUM $454M
Advisers that list W•••••••• W••••• M••••••••• L••• as a related person
- 143720 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Englewood, Co · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 619 to 625Apr 2, 2025 to Mar 30, 2026
- HNW clients · 74 to 77Apr 2, 2025 to Mar 30, 2026
- Individual clients · 67 to 70Apr 2, 2025 to Mar 30, 2026
- Employees · 9 to 10Apr 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $309M to $393MApr 2, 2025 to Mar 30, 2026
- HNW RAUM · $255M to $284MApr 2, 2025 to Mar 30, 2026
- Individual RAUM · $27.6M to $33.1MApr 2, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $79.7M to $120MApr 2, 2025 to Mar 30, 2026
- Pension RAUM · $5.8M to $7.0MApr 2, 2025 to Mar 30, 2026
- RAUM · $388M to $513MApr 2, 2025 to Mar 30, 2026
- HNW clients · 75 to 74Mar 27, 2024 to Apr 2, 2025
- Individual clients · 62 to 67Mar 27, 2024 to Apr 2, 2025
- Employees · 10 to 9Mar 27, 2024 to Apr 2, 2025
- Insurance-licensed employees · 1 to 2Mar 27, 2024 to Apr 2, 2025
- Financial planning clients · 101-250 to 101-250Mar 27, 2024 to Apr 2, 2025
- State-registered IARs · 2 to 3Mar 27, 2024 to Apr 2, 2025
- Discretionary RAUM · $291M to $309MMar 27, 2024 to Apr 2, 2025
- HNW RAUM · $242M to $255MMar 27, 2024 to Apr 2, 2025
- Individual RAUM · $27.4M to $27.6MMar 27, 2024 to Apr 2, 2025
- Non-discretionary RAUM · $77.6M to $79.7MMar 27, 2024 to Apr 2, 2025
- Pension RAUM · $5.4M to $5.8MMar 27, 2024 to Apr 2, 2025
- RAUM · $369M to $388MMar 27, 2024 to Apr 2, 2025
- Accounts · 594 to 619Jul 24, 2023 to Mar 27, 2024
- Charity clients · 2 to 1Jul 24, 2023 to Mar 27, 2024
- HNW clients · 74 to 75Jul 24, 2023 to Mar 27, 2024
- Individual clients · 52 to 62Jul 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $270M to $291MJul 24, 2023 to Mar 27, 2024
- HNW RAUM · $218M to $242MJul 24, 2023 to Mar 27, 2024
- Individual RAUM · $23.9M to $27.4MJul 24, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $72.4M to $77.6MJul 24, 2023 to Mar 27, 2024
- Pension RAUM · $4.8M to $5.4MJul 24, 2023 to Mar 27, 2024
- RAUM · $343M to $369MJul 24, 2023 to Mar 27, 2024
- Accounts · 582 to 594Mar 21, 2022 to Mar 20, 2023
- HNW clients · 70 to 74Mar 21, 2022 to Mar 20, 2023
- Individual clients · 81 to 52Mar 21, 2022 to Mar 20, 2023
- Employees · 8 to 10Mar 21, 2022 to Mar 20, 2023
- Discretionary RAUM · $301M to $270MMar 21, 2022 to Mar 20, 2023
- HNW RAUM · $239M to $218MMar 21, 2022 to Mar 20, 2023
- Individual RAUM · $39.9M to $23.9MMar 21, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $74.9M to $72.4MMar 21, 2022 to Mar 20, 2023
Signals
2 dated events
- W•••••••• W••••• M••••••••• L••• reported RAUM $512.9M, up 32% from $388.3M (2025-04-02 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- W•••••••• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Dec 1, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/W••••••••-ASSET-MANAGEMENT-CORPORATIONreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-771-0630reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026