DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• T••••• C•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHaverhill, Madual registrantIAPD 2444041

Feed of 09/14/2026

At current firm

1 y

since Jun 5, 2025

In the industry

32 y

since Feb 10, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jun 5, 2025 · Haverhill, Ma
T•••• A••••••• G•••• L•• independent RIA
May 27, 2009 to Feb 27, 2025 · Birmingham, Al
G•••••• S•••• W••••• M••••••••• unclassified
May 31, 2007 to Aug 28, 2009 · Londonderry, Nh
C••••••••• F•••••••• N•••••• national BD
Apr 6, 2006 to May 21, 2009 · Methuen, Ma

Moves

a registration end followed by a registration begin elsewhere

T•••• A••••••• G•••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 27, 2025, registered Jun 5, 2025 (98 days) · RIA to affiliated broker-dealer or bank
G•••••• S•••• W••••• M••••••••• to T•••• A••••••• G•••• L••
left Aug 28, 2009, registered May 27, 2009 (-93 days) · Other
C••••••••• F•••••••• N•••••• to G•••••• S•••• W••••• M•••••••••
left May 21, 2009, registered May 31, 2007 (-721 days) · Other

Signals

Eugene Thomas Cindrich left Trust Advisory Group Ltd for Cambridge Investment Research Advisors, Inc. (registered 2025-06-05)
Feb 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address