DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sandra Renee Worsham

J. W. Cole Advisors, Inc.BD affiliatedTampa, Fldual registrantIAPD 2444134

Feed of 09/14/2026

Also filed as Sandra Renee Riggs

At current firm

0 y

since Jan 14, 2026

In the industry

28 y

since May 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J. W. Cole Advisors, Inc. BD affiliated current
since Jan 14, 2026 · Tampa, Fl
Grove Point Advisors, LLC former
Apr 1, 2021 to Sep 5, 2025 · Rockville, Md
H. Beck, Inc. former
Aug 28, 2019 to Apr 1, 2021 · Rockville, Md
Invest Financial Corporation former
Jul 23, 1998 to Jun 25, 2018 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to J. W. Cole Advisors, Inc.
left Sep 5, 2025, registered Jan 14, 2026 (131 days) · Affiliated broker-dealer or bank to another
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Invest Financial Corporation to H. Beck, Inc.
left Jun 25, 2018, registered Aug 28, 2019 (429 days) · Other

Signals

Sandra Renee Worsham left Grove Point Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-01-14)
Sep 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address