DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark D Wendell
Feed of 09/14/2026
Also filed as Mark Dwayne Wendell
At current firm
10 y
since Mar 22, 2016
In the industry
32 y
since Mar 21, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Md Wealth Partners, Inc state registered currentsince Mar 22, 2016 · Westlake Village, Ca
- Planmember Securities Corporation independent RIAAug 17, 2009 to Mar 15, 2012 · Westlake Village, Ca
- Wescom Financial Services, LLC formerMar 16, 2006 to Aug 17, 2009 · Goleta, Ca
- Partnervest Advisory Services LLC formerSep 24, 2003 to Dec 1, 2003 · Santa Barbara, Ca
- Prudential Equity Group, LLC unclassifiedMar 29, 2001 to Aug 20, 2002 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- Planmember Securities Corporation to Md Wealth Partners, Incleft Mar 15, 2012, registered Mar 22, 2016 (1468 days) · Other
- Wescom Financial Services, LLC to Planmember Securities Corporationleft Aug 17, 2009, registered Aug 17, 2009 (0 days) · Other
- Partnervest Advisory Services LLC to Wescom Financial Services, LLCleft Dec 1, 2003, registered Mar 16, 2006 (836 days) · Other
- Prudential Equity Group, LLC to Partnervest Advisory Services LLCleft Aug 20, 2002, registered Sep 24, 2003 (400 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address