RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L•••• H••••
- A•••••• R••••••• C•••••• independent RIA currentsince Mar 12, 2019 · Dallas, Tx
- W•• W••••• A••••••• formerSep 12, 2012 to Apr 4, 2019 · Hurst, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to Jul 23, 2004 · Fort Worth, Tx
- W•• W••••• A••••••• to A•••••• R••••••• C••••••left Apr 4, 2019, registered Mar 12, 2019 (-23 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to W•• W••••• A•••••••left Jul 23, 2004, registered Sep 12, 2012 (2973 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address