RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••• P••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Sep 8, 2023 · St Petersburg, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Aug 16, 2006 · Oklahoma City, Ok
- A•••• W••••• M••••••••• L•• formerMay 24, 2004 to Dec 31, 2023 · Oklahoma City, Ok
- C•••••••• I••••••••• R•••••••• I••• unclassifiedMar 21, 2002 to Mar 28, 2005 · Oklamoma City, Ok
- A•••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2023, registered Mar 28, 2005 (-6852 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to E•••••• F•••••••• E••••••left Aug 16, 2006, registered Sep 8, 2023 (6232 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to A•••• W••••• M••••••••• L••left Mar 28, 2005, registered May 24, 2004 (-308 days) · Other
- W•••••• B•••• P•••••• left A•••• W••••• M••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2005-03-28)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address