J••• P•••••• M••••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Dec 22, 2016 · Mt. Kisco, Ny
• L•• F•••••••• L•• BD affiliated
  May 15, 2012 to Sep 21, 2016 · Bedford Hills, Ny
• H••• S••••••••• •••• I••• BD affiliated
  May 2, 2007 to May 15, 2012 · Ridgefield, Ct

• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Dec 22, 2016 (92 days) · Other · moved with a team
• H••• S••••••••• •••• I••• to L•• F•••••••• L••
  left May 15, 2012, registered May 15, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address