DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R•••••• E••••• J••••

L•• F•••••••• L••BD affiliatedSan Antonio, Txdual registrantIAPD 2447945

Feed of 09/14/2026

At current firm

1 y

since Oct 14, 2024

In the industry

27 y

since Feb 8, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 14, 2024 · San Antonio, Tx
V•••••• C•••••• M••••••••• I••• asset manager
Mar 14, 2022 to May 16, 2024 · San Antonio, Tx
C••• F•••••••• S•••••••• L••• former
May 29, 2018 to Feb 18, 2022 · San Antonio, Tx
J••• M••••• S••••••••• L•• wirehouse
May 26, 2016 to Mar 5, 2018 · New Braunfels, Tx
A••••••• A•••• M••••••••• I••• mixed wealth
Feb 1, 2012 to Feb 16, 2016 · Boerne, Tx

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• M••••••••• I••• to L•• F•••••••• L••
left May 16, 2024, registered Oct 14, 2024 (151 days) · Other
C••• F•••••••• S•••••••• L••• to V•••••• C•••••• M••••••••• I•••
left Feb 18, 2022, registered Mar 14, 2022 (24 days) · Other
J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••
left Mar 5, 2018, registered May 29, 2018 (85 days) · Wirehouse to affiliated broker-dealer or bank
A••••••• A•••• M••••••••• I••• to J••• M••••• S••••••••• L••
left Feb 16, 2016, registered May 26, 2016 (100 days) · Other · moved with a team

Signals

R•••••• E••••• J•••• left V•••••• C•••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2024-10-14)
May 16, 2024 · Advisor changed firm · fact
R•••••• E••••• J•••• left C••• F•••••••• S•••••••• L••• for V•••••• C•••••• M••••••••• I••• (registered 2022-03-14)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address