RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M•••• G•••• M•••••••
- M••••••• W••••• M••••••••• L•• state registered currentsince Oct 12, 2021 · Tigard, Or
- M••••••• C••••••• I•• state registeredNov 19, 2013 to Dec 31, 2021 · Tigard, Or
- H•••••• T••••••• • K•••• L•• independent RIAApr 27, 2009 to Nov 21, 2013 · Bellevue, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 14, 2006 to Apr 29, 2009 · Oregon City, Or
- M••••••• C••••••• I•• to M••••••• W••••• M••••••••• L••left Dec 31, 2021, registered Oct 12, 2021 (-80 days) · Other
- H•••••• T••••••• • K•••• L•• to M••••••• C••••••• I••left Nov 21, 2013, registered Nov 19, 2013 (-2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Apr 29, 2009, registered Apr 27, 2009 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address