RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C• R••••••
- O••••••••• S••••••••• I••• BD affiliated currentsince Mar 22, 2021 · Indianapolis, In
- C•••••••• F•••••••• G•••• A••••••• formerJun 6, 2017 to Apr 8, 2019 · Farmington Hills, Mi
- O••••••••• S••••••••• I••• BD affiliatedFeb 9, 2010 to Mar 24, 2017 · Farmington Hills, Mi
- C•••••••• F•••••••• G•••• A••••••• to O••••••••• S••••••••• I•••left Apr 8, 2019, registered Mar 22, 2021 (714 days) · Affiliated broker-dealer or bank to another
- O••••••••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Mar 24, 2017, registered Jun 6, 2017 (74 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 53derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address