RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• J•••• G•••••••••
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 8, 2018 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerAug 22, 2017 to Nov 8, 2018 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerFeb 26, 2008 to Dec 31, 2016 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMay 30, 2007 to Dec 31, 2010 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Feb 26, 2008 (-1039 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address