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Registered advisor
M•••••••• N••••••• M•••••
Feed of 09/15/2026
Also filed as M•••••••• N M•••••
At current firm
3 y
since May 19, 2023
In the industry
32 y
since Jun 9, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2023 · San Diego, Ca
- S••••••••• A•••••• A•••••••• I••• formerOct 8, 2009 to May 19, 2023 · West Caldwell, Nj
- P•• W••••• M••••••••• BD affiliatedMar 8, 2007 to Sep 22, 2009 · Secaucus, Nj
- C•••• I••••••••• S••••••• C•••• formerOct 4, 2006 to Mar 2, 2007 · Wallington, Nj
- B•• I••••••••• C••••• I••• unclassifiedSep 7, 2006 to Oct 4, 2006 · Wallington, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Sep 7, 2006 · Glen Ridge, Nj
- Q•••• • R•••••• I••• unclassifiedOct 16, 2002 to Oct 20, 2004 · Belleville, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left May 19, 2023, registered May 19, 2023 (0 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to S••••••••• A•••••• A•••••••• I•••left Sep 22, 2009, registered Oct 8, 2009 (16 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••left Mar 2, 2007, registered Mar 8, 2007 (6 days) · Other
- B•• I••••••••• C••••• I••• to C•••• I••••••••• S••••••• C••••left Oct 4, 2006, registered Oct 4, 2006 (0 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B•• I••••••••• C••••• I•••left Sep 7, 2006, registered Sep 7, 2006 (0 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
- M•••••••• N••••••• M••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-05-19)May 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address