RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• O••••
- L••••• F••••••••• I••• BD affiliated currentsince Mar 2, 2020 · Tampa, Fl
- J•• C•••••• A•••••••• L•• formerFeb 3, 2010 to Jul 22, 2015 · Tampa, Fl
- G•••••••• F••••••••• I•• unclassifiedJun 26, 2001 to Feb 2, 2010 · Tampa, Fl
- J•• C•••••• A•••••••• L•• to L••••• F••••••••• I•••left Jul 22, 2015, registered Mar 2, 2020 (1685 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to J•• C•••••• A•••••••• L••left Feb 2, 2010, registered Feb 3, 2010 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address