DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brown Burch Baine
Feed of 09/14/2026
At current firm
1 y
since Sep 19, 2024
In the industry
32 y
since Mar 3, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Sep 19, 2024 · Memphis, Tn
- B. Riley Wealth Advisors, Inc. BD affiliatedAug 4, 2022 to Oct 1, 2024 · Memphis, Tn
- B Riley Wealth Management formerMar 12, 2009 to Dec 31, 2022 · Memphis, Tn
- Stanford Group Company unclassifiedFeb 17, 2006 to Mar 12, 2009 · Memphis, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 10, 1997 to Feb 22, 2006 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Prospera Financial Services, Inc.left Oct 1, 2024, registered Sep 19, 2024 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
- B Riley Wealth Management to B. Riley Wealth Advisors, Inc.left Dec 31, 2022, registered Aug 4, 2022 (-149 days) · corporate re-registration, not a move
- Stanford Group Company to B Riley Wealth Managementleft Mar 12, 2009, registered Mar 12, 2009 (0 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stanford Group Companyleft Feb 22, 2006, registered Feb 17, 2006 (-5 days) · Other
Signals
- Brown Burch Baine left B. Riley Wealth Advisors, Inc. for Prospera Financial Services, Inc. (registered 2024-09-19)Oct 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address