DFX Intelligence
RIA Intelligence
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Registered advisor
K•••• D•••• H•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
10 y
since Dec 15, 2015
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Dec 15, 2015 · Fort Worth, Tx
- F•••• C•••••• B••• unclassifiedApr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• B••• to F•••• C•••••• A••••••• S•••••••left Sep 2, 2005, registered Dec 15, 2015 (3756 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address