RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••••• G•••••
- C••••••• F•••••••• S•••••• C••••••••• former currentsince Mar 10, 2025 · Centennial, Co
- E•••••• E••••• L•• BD affiliatedNov 20, 2023 to Nov 25, 2024 · Irvine, Ca
- G•• P•••••• W••••• formerMay 25, 2023 to Mar 6, 2024 · Cleveland, Oh
- E•••••• E••••• L•• to C••••••• F•••••••• S•••••• C•••••••••left Nov 25, 2024, registered Mar 10, 2025 (105 days) · Other
- G•• P•••••• W••••• to E•••••• E••••• L••left Mar 6, 2024, registered Nov 20, 2023 (-107 days) · RIA to affiliated broker-dealer or bank
- J••• C••••••• G••••• left E•••••• E••••• L•• for C••••••• F•••••••• S•••••• C••••••••• (registered 2025-03-10)Nov 25, 2024 · Advisor changed firm · fact
- J••• C••••••• G••••• left G•• P•••••• W••••• for E•••••• E••••• L•• (registered 2023-11-20)Mar 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address