DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Emerson Equity LLC
Latest filing Sep 10, 2026
First filing on the tape Mar 27, 2012 · 52 filings
SEC status approved since Apr 16, 2021
RAUM
$322M
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
98%
$314M individuals and HNW
Advisors
82
registered through the firm on IAPD
RAUM per advisor
$3.9M
derived; firm RAUM over IAPD count
Employees
343
84 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$322M as of Apr 8, 2026
Mar 27, 2012$30.0M then
HNW client RAUM$129M as of Apr 8, 2026
Jan 21, 2022$22.5M then
State-registered IARs (5.B.3)84 as of Apr 8, 2026
Mar 27, 20120 then
Employees (5.A)343 as of Apr 8, 2026
Jan 21, 2022225 then
Private funds: 1
RAUM -1.9% over the last fiscal year+19% a year over threeIARs 72 to 84
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $3.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $471,708derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.2derivedItem 5.A over advisors
- Advisors per office
- 8.2derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$185M58%
- High-net-worth individuals$129M40%
- Corporations and businesses$4.1M1.3%
- Pension and profit-sharing plans$3.1M1.0%
- Individual clients
- 518reported
- HNW clients
- 102reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 682reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=228.0derived
Advisors registered through the firm
82 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dominic Julio Baldini | San Mateo, Ca | Mar 5, 2004 | 27 y | 0 |
| Kathleen Frances Morrissey | San Mateo, Ca | Dec 20, 2005 | 24 y | 2 |
| Kristian Daniel ColvinCertified Financial Planner | La Jolla, Ca | Sep 9, 2009 | 29 y | 1 |
| Gregory Jonathan Ritter | Delaware, Oh | Nov 10, 2010 | 25 y | 2 |
| Forrest James | Irvine, Ca | Nov 15, 2013 | 25 y | 3 |
| Joshua David Chapin | Corona Del Mar, Ca | Nov 13, 2015 | 15 y | 2 |
| Todd Nathan Condiff | Sachse, Tx | Mar 30, 2016 | 21 y | 2 |
| Kevin Jon HickamChartered Financial Analyst | San Mateo, Ca | May 13, 2016 | 12 y | 0 |
| Andrew Courtice BagnallCertified Financial Planner | San Mateo, Ca | Jul 7, 2017 | 35 y | 4 |
| Erick Baer | Redondo Beach, Ca | Mar 21, 2018 | 31 y | 6 |
| Matthew Peter Larson | San Mateo, Ca | Dec 3, 2018 | 11 y | 0 |
| Zack Steven Brough | San Mateo, Ca | Jan 31, 2019 | 20 y | 0 |
| Toni Lynn Sutherland | San Mateo, Ca | Mar 15, 2019 | 30 y | 7 |
| Timothy John ShererChartered Financial Consultant | San Mateo, Ca | Apr 15, 2019 | 37 y | 5 |
| Ryan Jonathan Sherer | Reno, Nv | Apr 15, 2019 | 13 y | 4 |
| Wen Che | Torrance, Ca | May 8, 2019 | 10 y | 1 |
| James Martin Hickey | San Mateo, Ca | Jun 14, 2019 | 40 y | 0 |
| James Michael Whitson | San Mateo, Ca | Oct 3, 2019 | 27 y | 1 |
| Jeff W Webb | San Mateo, Ca | Nov 5, 2019 | 20 y | 2 |
| Germaine Ma | Chino, Ca | Dec 26, 2019 | 12 y | 0 |
| John Edward Hoffman | Irvine, Ca | Mar 19, 2020 | 39 y | 5 |
| Ryan David FinchCertified Financial Planner | Irvine, Ca | May 4, 2020 | 13 y | 2 |
| Zhi Ying Guan | San Mateo, Ca | Dec 18, 2020 | 10 y | 0 |
| Gregory Atkins Scott | Douglasville, Ga | Feb 23, 2021 | 16 y | 1 |
| John Paul Ledesma | Irvine, Ca | May 6, 2021 | 32 y | 2 |
| Phillip Falk | San Mateo, Ca | Jul 23, 2021 | 33 y | 7 |
| Dieter Erwin Thurow | Reno, Nv | Aug 26, 2021 | 46 y | 2 |
| Yi Ping Chou | Sunnyvale, Ca | Oct 18, 2021 | 25 y | 2 |
| Howard Davis | Woodland Hills, Ca | Dec 3, 2021 | 38 y | 3 |
| Milan Mandaric Baldini | San Mateo, Ca | Jan 24, 2022 | 10 y | 0 |
| Bryce Brenner Emo | Mill Valley, Ca | Feb 17, 2022 | 12 y | 0 |
| Ernesto A. Chavez | San Mateo, Ca | Mar 3, 2022 | 25 y | 2 |
| Michael James Ghirardo | Novato, Ca | May 6, 2022 | 12 y | 0 |
| Ethan RussmanCertified Financial Planner | San Mateo, Ca | Sep 23, 2022 | 10 y | 2 |
| Daniel Edward Pisenti | San Rafael, Ca | Jan 4, 2023 | 34 y | 1 |
| Steven Edward Germany | San Mateo, Ca | Jan 18, 2023 | 31 y | 0 |
| Derek James Vogel | Irvine, Ca | Feb 9, 2023 | 10 y | 0 |
| San Quach Ward | San Mateo, Ca | Apr 7, 2023 | 14 y | 0 |
| Amy K Strohn | Paicines, Ca | Sep 21, 2023 | 10 y | 0 |
| Douglas M Zator | Irvine, Ca | Dec 7, 2023 | 11 y | 7 |
Advisor movement
3 left, 10 joined in 12 months
net +7 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 3.7% of current headcount9 left over 36 months
Left, latest
- Scott Michael Ozer to Southern California Wealth Management AssociatesFeb 9, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael David Dose to Cambridge Investment Research Advisors, Inc.Dec 8, 2025 · Affiliated broker-dealer or bank to another
- Dhruv Pershad Gupta to Ip Financial Advisory Services LLCOct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Craig M Gougis to Penserra Wealth ManagementFeb 24, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Brett Allen Bonecutter to Hightower Advisors, LLCJan 2, 2025 · Affiliated broker-dealer or bank to another
- John Caldwell Guilds to Colorado Financial Service CorporationNov 25, 2024 · Other
- Patrick T Jarrell to Northwoods Financial Partners LLCOct 21, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Sean Holland to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2, 2024 · Affiliated broker-dealer or bank to wirehouse
- Dillon Dee Hall to Arkadios Wealth AdvisorsOct 13, 2023 · Affiliated broker-dealer or bank to another
- David Jay Levine to Fidelity Personal And Workplace AdvisorsSep 5, 2023 · Affiliated broker-dealer or bank to another
- Douglas M Zator to Arkadios Wealth AdvisorsAug 15, 2023 · Affiliated broker-dealer or bank to another
- Nicholas Thomas Stafford to Arkadios Wealth AdvisorsJul 21, 2023 · Affiliated broker-dealer or bank to another
- Patty Franklin to Strategic Pe Advisors LLCJan 12, 2023 · Other
- Andrew Jerome Kraffert-Gora to Bangerter Financial Services, Inc.Sep 14, 2022 · Affiliated broker-dealer or bank to a state-registered adviser
- Sudhir Gurudatt Pai to MytimeequityApr 4, 2022 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Sean Holland from Morgan StanleyJul 20, 2026 · Wirehouse to affiliated broker-dealer or bank
- Peter T Po from Ni AdvisorsMay 15, 2026 · Other
- Hardit Narayan Chaudhary from Osaic Wealth, Inc.Apr 14, 2026 · Affiliated broker-dealer or bank to another
- Henry Joseph O'Brien from Kingswood Wealth Advisors, LLCApr 13, 2026 · Affiliated broker-dealer or bank to another
- Melissa Mary Barall from Structured Finance LLCMar 3, 2026 · Other
- Gabriel D Candea from Chicago Investment Group, LLCJan 1, 2026 · Other
- Kody Scott Fairfield from Moloney Securities Asset Management LLCDec 16, 2025 · Affiliated broker-dealer or bank to another
- Matthew Joseph Franchina from Moloney Securities Asset Management LLCDec 16, 2025 · Affiliated broker-dealer or bank to another
- Michael David Dose from Dempsey Lord Smith, LLCDec 1, 2025 · RIA to affiliated broker-dealer or bank
- Sean Kristian Snyder from Dba Angel Rock Advisors And Angel Rock Fiduciary PartnersOct 26, 2025 · Other
- Ionatan Pop from Park Avenue Securities LLCAug 14, 2025 · Affiliated broker-dealer or bank to another
- Andrew Thomas Roberson from Park Avenue Securities LLCAug 11, 2025 · Affiliated broker-dealer or bank to another
- Jason Smith from Cf FinancialApr 24, 2025 · Other
- Daniel M King from Kingswood Wealth Advisors, LLCApr 11, 2025 · Affiliated broker-dealer or bank to another
- Sejal Patel from Dempsey Lord Smith, LLCMar 31, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Moloney Securities Asset Management LLCDec 12, 2025 · Long Beach, Ca
- 2 joined from Kingswood Wealth Advisors, LLCMar 19, 2025 · San Diego, Ca
- 2 joined from Ni AdvisorsMay 16, 2024 · Cupertino, Ca
- 2 joined from Sandlapper Wealth Management, LLCApr 15, 2019 · Greenville, Sc
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Neowave Equity Fund LLCno longer reported | Private Equity Fund | $500,000 | 5 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Dominic Julio Baldini · Managing Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finopcontrolsince 12/2003 · owns 75% or more
- Jaclyn Deanne Strife · Direct Owner In Oceanic Partners, Inc.controlsince 09/2014 · owns 50% to 75% of Oceanic Partners, Inc.
- Timothy Evan Sullivan · Direct Owner In Oceanic Partners, Inc.controlsince 09/2014 · owns 50% to 75% of Oceanic Partners, Inc.
- Kathleen Frances Morrissey · Chief Operations Officersince 08/2016 · owns less than 5%
- Sean Kristian Snyder · Chief Strategy Officersince 04/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Mateo, Ca · principal | 67 | 11 | 0 | ||
| Irvine, Ca | 34 | 4 | 1 | ||
| San Diego, Ca | 4 | 0 | 1 | ||
| Greenwood Village, Co | 3 | 0 | 0 | ||
| Reno, Nv | 3 | 0 | 1 | ||
| Los Gatos, Ca | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 1 | 0 | ||
| New York, Ny | 3 | 1 | 0 | ||
| Aptos, Ca | 2 | 0 | 0 | ||
| Delaware, Oh | 2 | 0 | 0 | ||
| Mckinney, Tx | 2 | 1 | 0 | ||
| San Carlos, Ca | 2 | 0 | 0 | ||
| San Jose, Ca | 2 | 0 | 0 | ||
| San Rafael, Ca | 2 | 1 | 0 | ||
| Wheat Ridge, Co | 2 | 0 | 0 | ||
| Newport Beach, Ca | 1 | 0 | 0 | ||
| Dana Point, Ca | 0 | 0 | 0 | ||
| Hermosa Beach, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Los Gatos, CA2 employees
- Reno, NV1 employees
- Agoura Hills, CA1 employees
- Rolling Hills, CA1 employees
- Delaware, OH1 employees
- Irvine, CA1 employees
- La Jolla, CA1 employees
- Aptos, CA1 employees
- Woodland Hills, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 8, 2026accounts (Item 5.F.2.f) moved from 1,091.0 to 682.0 (-37.0%) between the annual amendments of 2025-03-27 and 2026-04-08; the peer median change was +6.0% (20 comparable advisers, 5.0th percentile of changes)peers: affiliated wealth managers (20) · 5.3% percentile
- employee count surgeChange between filings · filing Apr 8, 2026employees (Item 5.A) moved from 222.0 to 343.0 (+55.0%) between the annual amendments of 2025-03-27 and 2026-04-08; the peer median change was +1.0% (25 comparable advisers, 96.0th percentile of changes)peers: affiliated wealth managers (25) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Apr 8, 2026 to Sep 10, 2026
- Succession · false to unsetApr 8, 2026 to Sep 10, 2026
- Accounts · 1,091 to 682Feb 13, 2026 to Mar 31, 2026
- Advisory employees · 72 to 84Feb 13, 2026 to Mar 31, 2026
- BD registered reps · 216 to 228Feb 13, 2026 to Mar 31, 2026
- HNW clients · 130 to 102Feb 13, 2026 to Mar 31, 2026
- Individual clients · 549 to 518Feb 13, 2026 to Mar 31, 2026
- Employees · 222 to 343Feb 13, 2026 to Mar 31, 2026
- Insurance-licensed employees · 35 to 39Feb 13, 2026 to Mar 31, 2026
- State-registered IARs · 72 to 84Feb 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $180M to $215MFeb 13, 2026 to Mar 31, 2026
- HNW RAUM · $154M to $129MFeb 13, 2026 to Mar 31, 2026
- Individual RAUM · $166M to $185MFeb 13, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $148M to $107MFeb 13, 2026 to Mar 31, 2026
- Pension RAUM · $6.7M to $3.1MFeb 13, 2026 to Mar 31, 2026
- RAUM · $328M to $322MFeb 13, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to Jun 26, 2025
- Accounts · 1,037 to 1,091Mar 28, 2024 to Mar 27, 2025
- HNW clients · 144 to 130Mar 28, 2024 to Mar 27, 2025
- Individual clients · 451 to 549Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $141M to $180MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $24.0M to $154MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $149M to $166MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $35.2M to $148MMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $3.4M to $6.7MMar 28, 2024 to Mar 27, 2025
- RAUM · $176M to $328MMar 28, 2024 to Mar 27, 2025
- Accounts · 526 to 1,037Feb 20, 2024 to Mar 28, 2024
- BD registered reps · 71 to 216Feb 20, 2024 to Mar 28, 2024
- HNW clients · 80 to 144Feb 20, 2024 to Mar 28, 2024
- Individual clients · 445 to 451Feb 20, 2024 to Mar 28, 2024
- Employees · 208 to 222Feb 20, 2024 to Mar 28, 2024
- Insurance-licensed employees · 17 to 35Feb 20, 2024 to Mar 28, 2024
- Discretionary RAUM · $106M to $141MFeb 20, 2024 to Mar 28, 2024
- HNW RAUM · $52.1M to $24.0MFeb 20, 2024 to Mar 28, 2024
- Individual RAUM · $134M to $149MFeb 20, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $83.0M to $35.2MFeb 20, 2024 to Mar 28, 2024
- Pension RAUM · $3.0M to $3.4MFeb 20, 2024 to Mar 28, 2024
- RAUM · $189M to $176MFeb 20, 2024 to Mar 28, 2024
- Accounts · 598 to 526Jan 30, 2023 to Mar 29, 2023
- Advisory employees · 25 to 72Jan 30, 2023 to Mar 29, 2023
Signals
27 dated events
- Scott Michael Ozer left Emerson Equity Llc for Southern California Wealth Management Associates (registered 2026-03-11)Feb 9, 2026 · Advisor changed firm · fact
- 2 advisors left Moloney Securities Asset Management LLC (Long Beach, CA) for Emerson Equity LLC on the same dayDec 12, 2025 · Team lift-out · derived
- Michael David Dose left Emerson Equity Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-12-19)Dec 8, 2025 · Advisor changed firm · fact
- Dhruv Pershad Gupta left Emerson Equity Llc for Ip Financial Advisory Services Llc (registered 2025-10-08)Oct 31, 2025 · Advisor changed firm · fact
- Emerson Equity Llc reported RAUM $327.9M, up 86% from $176.2M (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- 3 advisors left Kingswood Wealth Advisors, LLC (San Diego, CA) for Emerson Equity LLC within 6 daysMar 19, 2025 · Team lift-out · derived
- Craig M Gougis left Emerson Equity Llc for Penserra Wealth Management (registered 2026-01-02)Feb 24, 2025 · Advisor changed firm · fact
- Brett Allen Bonecutter left Emerson Equity Llc for Hightower Advisors, Llc (registered 2025-01-14)Jan 2, 2025 · Advisor changed firm · fact
- John Caldwell Guilds left Emerson Equity Llc for Colorado Financial Service Corporation (registered 2025-03-10)Nov 25, 2024 · Advisor changed firm · fact
- Patrick T Jarrell left Emerson Equity Llc for Northwoods Financial Partners Llc (registered 2024-10-24)Oct 21, 2024 · Advisor changed firm · fact
- Sean Holland left Emerson Equity Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-05)Jul 2, 2024 · Advisor changed firm · fact
- 2 advisors left NI Advisors (Cupertino, CA) for Emerson Equity LLC on the same dayMay 16, 2024 · Team lift-out · derived
- Dillon Dee Hall left Emerson Equity Llc for Arkadios Wealth Advisors (registered 2023-08-01)Oct 13, 2023 · Advisor changed firm · fact
- David Jay Levine left Emerson Equity Llc for Fidelity Personal And Workplace Advisors (registered 2023-12-11)Sep 5, 2023 · Advisor changed firm · fact
- Douglas M Zator left Emerson Equity Llc for Arkadios Wealth Advisors (registered 2023-08-09)Aug 15, 2023 · Advisor changed firm · fact
- Nicholas Thomas Stafford left Emerson Equity Llc for Arkadios Wealth Advisors (registered 2023-07-27)Jul 21, 2023 · Advisor changed firm · fact
- Emerson Equity Llc reported 72 state-registered advisory representatives, up from 25 (2023-01-30 to 2023-03-29)Mar 29, 2023 · Advisor headcount change · derived
- Patty Franklin left Emerson Equity Llc for Strategic Pe Advisors Llc (registered 2016-07-11)Jan 12, 2023 · Advisor changed firm · fact
- Andrew Jerome Kraffert-Gora left Emerson Equity Llc for Bangerter Financial Services, Inc. (registered 2022-12-01)Sep 14, 2022 · Advisor changed firm · fact
- Sudhir Gurudatt Pai left Emerson Equity Llc for Mytimeequity (registered 2022-01-04)Apr 4, 2022 · Advisor changed firm · fact
- David Sean Gillimore left Emerson Equity Llc for Liberty Wealth Management, Llc (registered 2022-03-18)Mar 9, 2022 · Advisor changed firm · fact
- Emerson Equity Llc reported RAUM $231.5M, up 103% from $114.1M (2022-01-05 to 2022-01-21)Jan 21, 2022 · RAUM change · derived
- Theo Zachary Halbardier left Emerson Equity Llc for The Financial Sciences Company, Llc (registered 2026-06-12)Jan 14, 2022 · Advisor changed firm · fact
- Emerson Equity Llc filed its initial SEC registration (Form ADV)Mar 17, 2021 · First SEC registration · fact
- Emerson Equity Llc reported 16 state-registered advisory representatives, up from 0 (2012-04-26 to 2021-03-17)Mar 17, 2021 · Advisor headcount change · derived
- Timothy Evan Sullivan (Direct Owner In Oceanic Partners, Inc.) appeared on Schedule A of Emerson Equity LlcMar 17, 2021 · Control person joined · fact
- Jaclyn Deanne Strife (Direct Owner In Oceanic Partners, Inc.) appeared on Schedule A of Emerson Equity LlcMar 17, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Emerson Equity LLC · Independent Sponsorsshared crd · intermediary
- Emerson Equity LLC · Private Equityshared crd · organization
- Emerson Equity LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- EMERSONEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 650-312-0200reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Emerson Equity LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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