DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Robert Gay
Feed of 09/14/2026
Also filed as Drew Gay
At current firm
10 y
since Jul 6, 2016
In the industry
32 y
since Jun 1, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Synovus Securities, Inc. BD affiliated currentsince Jul 6, 2016 · Lagrange, Ga
- Suntrust Investment Services, Inc. formerDec 20, 2011 to Jun 17, 2016 · Lagrange, Ga
- Invest Financial Corporation formerJun 23, 2005 to Dec 14, 2011 · West Point, Ga
- Bb&T Investment Services, Inc. formerMar 15, 2005 to Jun 24, 2005 · Charlotte, Nc
- Invest Financial Corporation formerApr 11, 2003 to Mar 11, 2005 · West Point, Ga
- Bbva Compass Investment Solutions, Inc unclassifiedJun 11, 2002 to Apr 11, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Suntrust Investment Services, Inc. to Synovus Securities, Inc.left Jun 17, 2016, registered Jul 6, 2016 (19 days) · Other · moved with a team
- Invest Financial Corporation to Suntrust Investment Services, Inc.left Dec 14, 2011, registered Dec 20, 2011 (6 days) · Other
- Bb&T Investment Services, Inc. to Invest Financial Corporationleft Jun 24, 2005, registered Jun 23, 2005 (-1 days) · Other
- Invest Financial Corporation to Bb&T Investment Services, Inc.left Mar 11, 2005, registered Mar 15, 2005 (4 days) · Other
- Bbva Compass Investment Solutions, Inc to Invest Financial Corporationleft Apr 11, 2003, registered Apr 11, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address