DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Patriot Financial Group, LLC
Legal name The Patriot Financial Group Insurance Agency, LLC
Latest filing Jul 13, 2026
First filing on the tape Aug 18, 2014 · 156 filings
SEC status approved since Sep 9, 2014
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
54%
$1.4B individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$75.4M
derived; firm RAUM over IAPD count
Employees
59
33 advisory (5.B.1)
Offices
24
beyond the principal office
Private funds
0
reported on Schedule D
History
156 filings and snapshots on the tape
RAUM$2.6B as of Jul 13, 2026
Mar 31, 2015$72.0M then
HNW client RAUM$886M as of Jul 13, 2026
Mar 29, 2018$94.8M then
State-registered IARs (5.B.3)31 as of Jul 13, 2026
Mar 31, 201521 then
Employees (5.A)59 as of Jul 13, 2026
Mar 31, 201522 then
Private funds: no history
RAUM +25% over the last fiscal year+17% a year over threeIARs 47 to 31offices 25 to 24
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $75.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $470,074derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.4derived25 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -30%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Custody
- $1.2B, 2,383 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.2B45%
- High-net-worth individuals$886M34%
- Individuals$540M20%
- Corporations and businesses$14.7M0.6%
- Charitable organizations$6.1M0.2%
- Individual clients
- 1,990reported
- HNW clients
- 371reported
- Pension plan clients
- 136reported
- Charitable clients
- 11reported
- Accounts
- 5,615reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.2B for 2,383 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.45 related_bd=false related_bank=false bd_reps=17.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Peter Provo | Chattanooga, Tn | Oct 3, 2014 | 33 y | 3 |
| Joffrey Adam SmithCertified Financial Planner, Chartered Financial Consultant | Worcester, Ma | Oct 6, 2014 | 23 y | 1 |
| Gerald Raphael DufaultCertified Financial Planner | Walpole, Ma | Oct 6, 2014 | 41 y | 2 |
| David Michael Odonnell | Fernandina Beach, Fl | Oct 6, 2014 | 38 y | 3 |
| David Scott Mclaren | Walpole, Ma | May 28, 2015 | 21 y | 0 |
| Thomas Oliver Barnes | Bristol, Ct | Oct 5, 2015 | 26 y | 2 |
| Sean Frederick Moynihan | Norfolk, Ma | Sep 20, 2017 | 26 y | 0 |
| Jill Aaron BrandonChartered Financial Consultant | Walpole, Ma | Dec 19, 2018 | 32 y | 2 |
| Seth Michael Neben | Lincoln, Ne | Feb 13, 2019 | 13 y | 0 |
| Michael Paul Galli | Walpole, Ma | Apr 1, 2019 | 27 y | 2 |
| Kyle Paul BatemanCertified Financial Planner | Shrewsbury, Ma | May 28, 2019 | 11 y | 0 |
| Kevin Bruen Mcgrath | Westborough, Ma | Oct 31, 2019 | 44 y | 1 |
| Alyson Clarie BassoCertified Financial Planner, Chartered Financial Consultant | Middleton, Ma | Jan 23, 2020 | 21 y | 2 |
| Adam Keith Seifert | Walpole, Ma | May 26, 2020 | 13 y | 0 |
| Ellis Neilson PfahlCertified Financial Planner | Westborough, Ma | Jul 1, 2020 | 12 y | 0 |
| Jon J Loranger | Walpole, Ma | Nov 22, 2021 | 21 y | 0 |
| Michael E Patterson | Walpole, Ma | May 27, 2022 | 17 y | 0 |
| Theodore Provo | Shrewsbury, Ma | Aug 1, 2022 | 13 y | 0 |
| Rachel Elinor LauberCertified Financial Planner | Albany, Ny | Oct 5, 2022 | 13 y | 2 |
| Michael David Neben | Omaha, Ne | Nov 17, 2022 | 32 y | 0 |
| Harold C. HeintzCertified Financial Planner | Albany, Ny | Apr 25, 2023 | 14 y | 0 |
| Myles Richard Anderson | Omaha, Ne | Aug 27, 2024 | 13 y | 0 |
| Jason Daniel Mahoney | Middleton, Ma | Sep 16, 2024 | 12 y | 0 |
| Kevin Mcgohan | Walpole, Ma | Jan 16, 2025 | 11 y | 0 |
| Rebecca Rose FrohlichCertified Financial Planner | Omaha, Ne | May 14, 2025 | 21 y | 4 |
| Spencer Adams | Lincoln, Ne | Jun 12, 2025 | 11 y | 0 |
| Daniel Charles Miller | Walpole, Ma | Jun 23, 2025 | 11 y | 0 |
| David L HenryChartered Financial Analyst | Walpole, Ma | Sep 2, 2025 | 15 y | 3 |
| Margaret Katherine Kuchan | Guilford, Ct | May 11, 2026 | 11 y | 0 |
| Michael Rich Smith | Omaha, Ne | Jun 4, 2026 | 10 y | 4 |
Advisor movement
3 left, 1 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.6% of current headcount26 left over 36 months
Left, latest
- Thomas Bell Childs to Moors & Cabot, IncMay 28, 2026 · RIA to affiliated broker-dealer or bank
- Gary Nucian to Cg Advisory ServicesApr 29, 2026 · RIA to RIA
- Leonard Daniel Gilroy-Solano to Cg Advisory ServicesApr 2, 2026 · RIA to RIA
- Brad Michael Ingegneri to Summit Financial, LLCJul 8, 2025 · RIA to affiliated broker-dealer or bank
- Todd Sadwin to Summit Financial, LLCJul 8, 2025 · RIA to affiliated broker-dealer or bank
- Emilio Joseph Senesi to Summit Financial, LLCJul 8, 2025 · RIA to affiliated broker-dealer or bank
- Benjamin James Veglas to Summit Financial, LLCJul 8, 2025 · RIA to affiliated broker-dealer or bank
- Ralph R Coppola to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Mark Damian Piccerelli to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Jennifer Jill Anderson to Bay Colony AdvisorsJul 3, 2025 · RIA to RIA
- Michael Raspallo to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Sean Michael Marchetti to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Bryan Le Beau to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Michael Anthony Kiernan to Summit Financial, LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Paul Bernard Cooney to Cambridge Investment Research Advisors, Inc.Apr 15, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Michael Rich Smith from LPL Enterprise, LLCJun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- David L Henry from Dhk Financial Advisors IncSep 2, 2025 · Other
- Rebecca Rose Frohlich from Fairway Asset Management, LLCMay 14, 2025 · Other
- Benjamin James Veglas from Fidelity Personal And Workplace AdvisorsFeb 28, 2024 · Affiliated broker-dealer or bank to independent RIA
- Paul Bernard Cooney from Assetmark, Inc.Jan 3, 2024 · Other
- Matthew Michael Graham from Advice And Planning ServicesSep 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- Rachel Elinor Lauber from Securities America Advisors, Inc.Oct 5, 2022 · Affiliated broker-dealer or bank to independent RIA
- Michael John Daneau from LPL Financial LLCMar 11, 2022 · RIA to RIA
- Alyson Tricco Quinnelly from LPL Financial LLCMar 3, 2022 · RIA to RIA
- Michael Anthony Kiernan from Citizens Securities, Inc.Oct 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- Michael Trotter from Citizens Securities, Inc.Jun 29, 2021 · Affiliated broker-dealer or bank to independent RIA
- Ashley E Plante from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 14, 2021 · Wirehouse to independent RIA
- Christopher White Eddy from Osaic Institutions, Inc.May 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Robert Charles Batick from Westport Capital Markets, LLCMay 21, 2021 · RIA to RIA
- Mark Damian Piccerelli from Ivy Wealth Management, Inc.Mar 18, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Summit Financial, LLCJul 3, 2025 · Walpole, Ma
- 7 left for Summit Financial, LLCJul 3, 2025 · West Warwick, Ri
- 2 left for Apex Investment GroupJan 30, 2025 · Walpole, Ma
- 2 left for Bay Colony AdvisorsDec 11, 2023 · Walpole, Ma
- 2 left for Savior WealthSep 27, 2023 · Westborough, Ma
- 4 left for Securities America Advisors, Inc.Jan 27, 2023 · Walpole, Ma
- 2 left for Consolidated Portfolio Review CorpAug 12, 2022 · Walpole, Ma
- 2 left for Ae Wealth Management, LLCAug 27, 2019 · Braintree, Ma
- 2 joined from LPL Financial LLCMay 17, 2022 · Plaistow, Nh
- 4 joined from Ivy Wealth Management, Inc.Jun 30, 2021 · West Warwick, Ri · Firm absorbed
- 2 joined from Verus Capital Partners, LLCOct 7, 2020 · Columbia, Md
- 2 joined from LPL Financial LLCJul 5, 2018 · Cranston, Ri
- 2 joined from LPL Financial LLCJul 3, 2018 · Westborough, Ma
- 5 joined from LPL Financial LLCOct 21, 2015 · Shrewsbury, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Jon Loranger · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- Michael David Odonnell · Managing Member / Presidentcontrolsince 04/2004 · owns 50% to 75%
- Paul Michael Tashjian · Chief Executive Officer Officercontrolsince 05/2015 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walpole, Ma · principal | 33 | 3 | 1 | ||
| Lincoln, Ne | 7 | 1 | 0 | ||
| Omaha, Ne | 7 | 1 | 0 | ||
| Shrewsbury, Ma | 4 | 0 | 0 | ||
| Gloucester, Ma | 3 | 0 | 0 | ||
| Worcester, Ma | 3 | 0 | 0 | ||
| Middleton, Ma | 2 | 0 | 0 | ||
| Salem, Ny | 2 | 0 | 0 | ||
| West Hartford, Ct | 2 | 0 | 0 | ||
| Westborough, Ma | 2 | 0 | 0 | ||
| Albany, Ny | 2 | 0 | 0 | ||
| Bristol, Ct | 2 | 0 | 0 | ||
| Clifton Park, Ny | 2 | 0 | 0 | ||
| Guilford, Ct | 2 | 1 | 0 | ||
| Ipswich, Ma | 2 | 0 | 0 | ||
| Flint, Mi | 0 | 0 | 1 | ||
| Warwick, Ri | 0 | 0 | 0 | ||
| West Warwick, Ri | 0 | 0 | 0 | ||
| Hampton, Nh | 0 | 0 | 0 | ||
| Jupiter, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Warwick, RI13 employees
- Shrewsbury, MA4 employees
- Westborough, MA3 employees
- Worcester, MA2 employees
- Clifton Park, NY2 employees
- Lincoln, NE2 employees
- Grand Blanc, MI2 employees
- Bristol, CT2 employees
- Salem, NY2 employees
- Omaha, NE2 employees
- Shrewsbury, MA2 employees
- West Hartford, CT2 employees
- , 1 employees
- Flint, MI1 employees
- Gloucester, MA1 employees
- Guilford, CT1 employees
- Hyannis, MA1 employees
- Middleton, MA1 employees
- Norfolk, MA1 employees
- Worcester, MA1 employees
- Worcester, MA1 employees
- Albany, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 13, 2026ODONNELL, DAVID, MICHAEL (MANAGING MEMBER / PRESIDENT) left Schedule A between the filings of 2021-10-28 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 13, 2026Loranger, Jon, J (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2021-10-28 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Other offices · 21 to 24Jun 5, 2026 to Jul 13, 2026
- Advisory employees · 32 to 33May 7, 2026 to Jun 5, 2026
- Employees · 57 to 59May 7, 2026 to Jun 5, 2026
- State-registered IARs · 32 to 31May 7, 2026 to Jun 5, 2026
- Other offices · 22 to 21May 7, 2026 to Jun 5, 2026
- Advisory employees · 33 to 32Apr 29, 2026 to May 7, 2026
- BD registered reps · 18 to 17Apr 29, 2026 to May 7, 2026
- Employees · 58 to 57Apr 29, 2026 to May 7, 2026
- State-registered IARs · 33 to 32Apr 29, 2026 to May 7, 2026
- Advisory employees · 34 to 33Mar 23, 2026 to Apr 29, 2026
- BD registered reps · 19 to 18Mar 23, 2026 to Apr 29, 2026
- Employees · 59 to 58Mar 23, 2026 to Apr 29, 2026
- State-registered IARs · 34 to 33Mar 23, 2026 to Apr 29, 2026
- Other offices · 23 to 22Mar 23, 2026 to Apr 29, 2026
- Accounts · 7,135 to 5,615Feb 11, 2026 to Mar 23, 2026
- Advisory employees · 36 to 34Feb 11, 2026 to Mar 23, 2026
- Charity clients · 14 to 11Feb 11, 2026 to Mar 23, 2026
- Corporate clients · 39 to 37Feb 11, 2026 to Mar 23, 2026
- HNW clients · 333 to 371Feb 11, 2026 to Mar 23, 2026
- Individual clients · 2,527 to 1,990Feb 11, 2026 to Mar 23, 2026
- Pension plan clients · 223 to 136Feb 11, 2026 to Mar 23, 2026
- Assets in custody · $942M to $1.2BFeb 11, 2026 to Mar 23, 2026
- Employees · 61 to 59Feb 11, 2026 to Mar 23, 2026
- State-registered IARs · 36 to 34Feb 11, 2026 to Mar 23, 2026
- Other offices · 24 to 23Feb 11, 2026 to Mar 23, 2026
- Discretionary RAUM · $2.4B to $2.6BFeb 11, 2026 to Mar 23, 2026
- HNW RAUM · $798M to $886MFeb 11, 2026 to Mar 23, 2026
- Individual RAUM · $635M to $540MFeb 11, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $0 to $23,366Feb 11, 2026 to Mar 23, 2026
- Pension RAUM · $953M to $1.2BFeb 11, 2026 to Mar 23, 2026
- RAUM · $2.4B to $2.6BFeb 11, 2026 to Mar 23, 2026
- Advisory employees · 37 to 36Jan 26, 2026 to Feb 11, 2026
- Employees · 62 to 61Jan 26, 2026 to Feb 11, 2026
- State-registered IARs · 37 to 36Jan 26, 2026 to Feb 11, 2026
- Advisory employees · 30 to 37Aug 7, 2025 to Sep 5, 2025
- Employees · 64 to 62Aug 7, 2025 to Sep 5, 2025
- State-registered IARs · 30 to 37Aug 7, 2025 to Sep 5, 2025
- Advisory employees · 48 to 30May 27, 2025 to Jul 22, 2025
- BD registered reps · 30 to 19May 27, 2025 to Jul 22, 2025
- Employees · 74 to 64May 27, 2025 to Jul 22, 2025
Signals
60 dated events
- Thomas Bell Childs left The Patriot Financial Group, Llc for Moors & Cabot, Inc (registered 2026-05-18)May 28, 2026 · Advisor changed firm · fact
- Gary Nucian left The Patriot Financial Group, Llc for Cg Advisory Services (registered 2026-04-21)Apr 29, 2026 · Advisor changed firm · fact
- Leonard Daniel Gilroy-Solano left The Patriot Financial Group, Llc for Cg Advisory Services (registered 2026-06-24)Apr 2, 2026 · Advisor changed firm · fact
- The Patriot Financial Group, Llc reported 30 state-registered advisory representatives, down from 48 (2025-05-27 to 2025-07-22)Jul 22, 2025 · Advisor headcount change · derived
- Brad Michael Ingegneri left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)Jul 8, 2025 · Advisor changed firm · fact
- Benjamin James Veglas left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)Jul 8, 2025 · Advisor changed firm · fact
- Todd Sadwin left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)Jul 8, 2025 · Advisor changed firm · fact
- Emilio Joseph Senesi left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-09)Jul 8, 2025 · Advisor changed firm · fact
- Michael Raspallo left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-07)Jul 3, 2025 · Advisor changed firm · fact
- 9 advisors left The Patriot Financial Group, LLC (West Warwick, RI) for Summit Financial, LLC within 5 daysJul 3, 2025 · Team lift-out · derived
- Sean Michael Marchetti left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-08)Jul 3, 2025 · Advisor changed firm · fact
- Jennifer Jill Anderson left The Patriot Financial Group, Llc for Bay Colony Advisors (registered 2025-10-15)Jul 3, 2025 · Advisor changed firm · fact
- Mark Damian Piccerelli left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)Jul 3, 2025 · Advisor changed firm · fact
- Bryan Le Beau left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-08)Jul 3, 2025 · Advisor changed firm · fact
- Michael Anthony Kiernan left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)Jul 3, 2025 · Advisor changed firm · fact
- 3 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Summit Financial, LLC within 5 daysJul 3, 2025 · Team lift-out · derived
- Ralph R Coppola left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-08)Jul 3, 2025 · Advisor changed firm · fact
- Paul Bernard Cooney left The Patriot Financial Group, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-05-22)Apr 15, 2025 · Advisor changed firm · fact
- Joseph Emerick Bakaysa left The Patriot Financial Group, Llc for Apex Investment Group (registered 2024-12-19)Jan 30, 2025 · Advisor changed firm · fact
- 2 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Apex Investment Group on the same dayJan 30, 2025 · Team lift-out · derived
- Pedro Miguel Silva left The Patriot Financial Group, Llc for Apex Investment Group (registered 2024-12-19)Jan 30, 2025 · Advisor changed firm · fact
- Amanda Ann Alksnitis left The Patriot Financial Group, Llc for Cetera Investment Advisers Llc (registered 2022-12-16)Nov 19, 2024 · Advisor changed firm · fact
- John Andrew Gordon left The Patriot Financial Group, Llc for Cetera Investment Advisers Llc (registered 2022-12-21)Oct 15, 2024 · Advisor changed firm · fact
- Frank Nelson Depeters left The Patriot Financial Group, Llc for Cetera Investment Advisers Llc (registered 2023-12-22)Oct 15, 2024 · Advisor changed firm · fact
- The Patriot Financial Group, Llc reported RAUM $2.1B, up 30% from $1.6B (2024-03-15 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Matthew Michael Graham left The Patriot Financial Group, Llc for Bay Colony Advisors (registered 2024-03-08)Dec 12, 2023 · Advisor changed firm · fact
- 2 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Bay Colony Advisors a day apartDec 11, 2023 · Team lift-out · derived
- Ethan Mark Freishtat left The Patriot Financial Group, Llc for Bay Colony Advisors (registered 2023-11-16)Dec 11, 2023 · Advisor changed firm · fact
- Jacob D Murray left The Patriot Financial Group, Llc for Bay Colony Advisors (registered 2023-11-29)Dec 11, 2023 · Advisor changed firm · fact
- Robert Thompson left The Patriot Financial Group, Llc for Integrated Wealth Concepts Llc (registered 2024-01-19)Nov 30, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-233-1630reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/haydenwealthreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/unified-legacy-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GoodHabitsFinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 508-251-6100reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026