J••••••• M••••••• F•••••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 8, 2026 · Edina, Mn
• E••••• J•••• national BD
  Jul 30, 2021 to Jan 22, 2026 · St. Louis, Mo
• R•• C•••••• M••••••• L•• national BD
  May 12, 2020 to Mar 17, 2021 · San Francisco, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  May 21, 2018 to Dec 31, 2019 · Minneapolis, Mn
• R•• C•••••• M••••••• L•• national BD
  Aug 18, 2010 to May 8, 2018 · Minneapolis, Mn

• E••••• J•••• to R•• C•••••• M••••••• L••
  left Jan 22, 2026, registered Jan 8, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•• C•••••• M••••••• L•• to E••••• J••••
  left Mar 17, 2021, registered Jul 30, 2021 (135 days) · Affiliated broker-dealer or bank to another
• A••••••••• F•••••••• S•••••••• L•• to R•• C•••••• M••••••• L••
  left Dec 31, 2019, registered May 12, 2020 (133 days) · Affiliated broker-dealer or bank to another
• R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left May 8, 2018, registered May 21, 2018 (13 days) · Affiliated broker-dealer or bank to another

• J••••••• M••••••• F••••••• left E••••• J•••• for R•• C•••••• M••••••• L•• (registered 2026-01-08)
  Jan 22, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

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