L••• L•••• R•••

U•• F•••••••• S••••••• I•••wirehouseHallandale Beach, Fldual registrantIAPD 2456240

Feed of 09/14/2026

At current firm

17 y

since Nov 26, 2008

In the industry

32 y

since May 3, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Nov 26, 2008 · Hallandale Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 13, 2005 to Dec 2, 2008 · New York, Ny
A••••••••• L••• other
Oct 29, 2002 to Apr 27, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Dec 2, 2008, registered Nov 26, 2008 (-6 days) · Wirehouse to wirehouse
A••••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 27, 2005, registered Apr 13, 2005 (-14 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address