DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Deborah Ann Williams
Certified Financial Planner
Feed of 09/14/2026
Also filed as Debbie Williams
At current firm
13 y
since Dec 6, 2012
In the industry
29 y
since Jan 28, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 6, 2012 · Upperco, Md
- Chapin Davis Asset Management independent RIAApr 1, 2009 to Dec 31, 2012 · Baltimore, Md
- Citigroup Global Markets Inc. BD affiliatedFeb 21, 2006 to Apr 13, 2009 · Westminster, Md
- Legg Mason Wood Walker, Incorporated unclassifiedMar 27, 2003 to Feb 21, 2006 · Westminster, Md
- Ferris, Baker Watts, LLC unclassifiedNov 1, 2002 to Mar 28, 2003 · Westminster, Md
Moves
a registration end followed by a registration begin elsewhere
- Chapin Davis Asset Management to LPL Financial LLCleft Dec 31, 2012, registered Dec 6, 2012 (-25 days) · Other
- Citigroup Global Markets Inc. to Chapin Davis Asset Managementleft Apr 13, 2009, registered Apr 1, 2009 (-12 days) · Other
- Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- Ferris, Baker Watts, LLC to Legg Mason Wood Walker, Incorporatedleft Mar 28, 2003, registered Mar 27, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address