DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Chapin Davis Asset Management

Independent wealth managerBaltimore, MarylandCRD 28116SEC 801-70987websiteIAPD
Legal name Chapin Davis, Inc
Latest filing May 18, 2026
First filing on the tape Nov 10, 2011 · 46 filings
SEC status approved since Jan 13, 2010
RAUM
$643M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
98%
$631M individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$32.1M
derived; firm RAUM over IAPD count
Employees
26
21 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$643M as of May 18, 2026
Mar 29, 2012$610M then
HNW client RAUM$192M as of May 18, 2026
Apr 2, 2018$7.8M then
State-registered IARs (5.B.3)21 as of May 18, 2026
Mar 29, 20120 then
Employees (5.A)26 as of May 18, 2026
Mar 28, 201344 then
Private funds: no history
RAUM +19% over the last fiscal year+21% a year over threeIARs 23 to 21offices 12 to 13
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$32.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$10.1MderivedHNW RAUM over HNW clients
Average account
$825,146derivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.4derived14 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
-8.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$71.0MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$439M68%
  • High-net-worth individuals$192M30%
  • Pension and profit-sharing plans$7.5M1.2%
  • Corporations and businesses$4.4M0.7%
Individual clients
524reported
HNW clients
19reported
Pension plan clients
5reported
Charitable clients
0reported
Accounts
779reported
Financial planning clients
1-10reported
Wrap fee programs
$39.7M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=26.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Talbot Jones AlbertBaltimore, MdJan 1, 199439 y0
John Norman OliverBaltimore, MdOct 29, 200135 y0
George Thomas GrewePheonix, Md Apr 24, 200832 y1
Mary Kaliope BraunLutherville, Md Apr 28, 200845 y1
Craig Bentley DiamondBaltimore, MdMay 29, 200931 y2
Francis Alexander FrischBaltimore, MdMay 29, 200930 y2
Keith Lawrence MurrayCertified Financial PlannerBaltimore, MdNov 13, 200930 y2
Jeffrey Mark GoldmanBaltimore, Md Oct 12, 201132 y0
John Stuart CrainReisterstown, Md Mar 1, 201830 y2
Carol ScicchitanoBala Cynwyd, Pa Jun 13, 201827 y2
Michael Anthony GalantinoBala Cynwyd, Pa Aug 15, 201842 y4
Nancy Sobkowiak BooBaltimore, MdAug 6, 202030 y0
Michael Ed ReynoldsCertified Financial Planner, Chartered Financial ConsultantMrytle Beach, Sc Dec 8, 202224 y2
James Stuart HalleTelluride, Co Dec 19, 202233 y0
Daryl Eugene SurberBaltimore, Md May 11, 202313 y0
Robert James KaehlerChartered Financial ConsultantBaltimore, Md Jan 16, 202429 y1
Dawn Gwen WeberBaltimore, MdAug 22, 202420 y1
Elisabeth Albert HayesBaltimore, MdJan 1, 202537 y0
Steven Allan KurzweilBaltimore, Md Jan 8, 202526 y3
Scott John SeidlCertified Financial PlannerBala Cynwyd, Pa Jul 10, 202540 y2
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Talbot Jones IV Albert · Chairman Of The Board, Ceocontrol
      since 03/2018 · owns 50% to 75%
    • Michael Anthony Galantino · Presidentcontrol
      since 04/2022 · owns less than 5%
    • Robert James Kaehler · Ccocontrol
      since 01/2024 · owns less than 5%
    • Thomas Allen Brubaker · Director
      since 02/2018 · owns less than 5%
    • James Stuart Halle · Shareholder
      since 06/2014 · owns 5% to 10%
    • Elisabeth Albert Hayes · Director
      since 03/1999 · owns 10% to 25%
    • Leigh Fred Jr Moffit · Financial Principal
      since 11/2022 · owns less than 5%
    • Thomas Nelson Thibeault · Director
      since 02/2014 · owns less than 5%
    Related persons
    Schedule D 7.A
    Advisers that list Chapin Davis Asset Management as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Baltimore, Md · principal1801
    Bala Cynwyd, Pa400
    Peoria, Il100
    Offices
    Schedule D 1.F, the 25 largest
    • Bala Cynwyd, PA6 employees
    • Baltimore, MD2 employees
    • Peoria, IL2 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 741 to 779
      Sep 4, 2025 to Mar 31, 2026
    • Advisory employees · 23 to 21
      Sep 4, 2025 to Mar 31, 2026
    • BD registered reps · 30 to 26
      Sep 4, 2025 to Mar 31, 2026
    • Corporate clients · 6 to 7
      Sep 4, 2025 to Mar 31, 2026
    • HNW clients · 13 to 19
      Sep 4, 2025 to Mar 31, 2026
    • Individual clients · 474 to 524
      Sep 4, 2025 to Mar 31, 2026
    • Assets in custody · $539M to $643M
      Sep 4, 2025 to Mar 31, 2026
    • Employees · 30 to 26
      Sep 4, 2025 to Mar 31, 2026
    • State-registered IARs · 23 to 21
      Sep 4, 2025 to Mar 31, 2026
    • Other offices · 12 to 13
      Sep 4, 2025 to Mar 31, 2026
    • Discretionary RAUM · $449M to $552M
      Sep 4, 2025 to Mar 31, 2026
    • HNW RAUM · $173M to $192M
      Sep 4, 2025 to Mar 31, 2026
    • Individual RAUM · $346M to $439M
      Sep 4, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $90.5M to $90.6M
      Sep 4, 2025 to Mar 31, 2026
    • Pension RAUM · $11.6M to $7.5M
      Sep 4, 2025 to Mar 31, 2026
    • RAUM · $539M to $643M
      Sep 4, 2025 to Mar 31, 2026
    • Wrap assets (manager) · unset to 0.0
      Sep 4, 2025 to Mar 31, 2026
    • Wrap assets (sponsor) · unset to 39716328.0
      Sep 4, 2025 to Mar 31, 2026
    • Accounts · 684 to 741
      May 31, 2024 to Apr 3, 2025
    • Advisory employees · 30 to 23
      May 31, 2024 to Apr 3, 2025
    • BD registered reps · 32 to 30
      May 31, 2024 to Apr 3, 2025
    • HNW clients · 11 to 13
      May 31, 2024 to Apr 3, 2025
    • Individual clients · 664 to 474
      May 31, 2024 to Apr 3, 2025
    • Pension plan clients · 0 to 5
      May 31, 2024 to Apr 3, 2025
    • Commission compensation · true to false
      May 31, 2024 to Apr 3, 2025
    • Assets in custody · $417M to $539M
      May 31, 2024 to Apr 3, 2025
    • Employees · 36 to 30
      May 31, 2024 to Apr 3, 2025
    • Financial planning clients · 1-10 to 1-10
      May 31, 2024 to Apr 3, 2025
    • State-registered IARs · 32 to 23
      May 31, 2024 to Apr 3, 2025
    • Other offices · 9 to 12
      May 31, 2024 to Apr 3, 2025
    • Discretionary RAUM · $341M to $449M
      May 31, 2024 to Apr 3, 2025
    • HNW RAUM · $84.1M to $173M
      May 31, 2024 to Apr 3, 2025
    • Individual RAUM · $311M to $346M
      May 31, 2024 to Apr 3, 2025
    • Non-discretionary RAUM · $76.2M to $90.5M
      May 31, 2024 to Apr 3, 2025
    • Pension RAUM · $6.8M to $11.6M
      May 31, 2024 to Apr 3, 2025
    • RAUM · $417M to $539M
      May 31, 2024 to Apr 3, 2025
    • Accounts · 670 to 684
      Feb 28, 2024 to Mar 29, 2024
    • Advisory employees · 28 to 30
      Feb 28, 2024 to Mar 29, 2024
    • BD registered reps · 34 to 32
      Feb 28, 2024 to Mar 29, 2024
    • Corporate clients · 0 to 6
      Feb 28, 2024 to Mar 29, 2024
    Signals
    13 dated events
    • Thomas Nelson Thibeault left Chapin Davis Asset Management for William Blair & Company L.L.C. (registered 2026-05-01)
      May 1, 2026 · Advisor changed firm · fact
    • Rachael Annamarie Deveau left Chapin Davis Asset Management for Greenspring Advisors, Llc (registered 2025-06-26)
      May 31, 2025 · Advisor changed firm · fact
    • Chapin Davis Asset Management reported RAUM $539.1M, up 29% from $417.4M (2024-05-31 to 2025-04-03)
      Apr 3, 2025 · RAUM change · derived
    • Chapin Davis Asset Management reported 9 offices beyond its principal office, up from 3 (2024-02-28 to 2024-03-29)
      Mar 29, 2024 · Office count change · derived
    • David R Gray left Chapin Davis Asset Management for Lpl Financial Llc (registered 2024-04-09)
      Mar 6, 2024 · Advisor changed firm · fact
    • Robert James Kaehler (Cco) appeared on Schedule A of Chapin Davis Asset Management
      Jan 22, 2024 · Control person joined · fact
    • John Francis Davis left Chapin Davis Asset Management for Stifel, Nicolaus & Company, Incorporated (registered 2023-06-26)
      Jun 22, 2023 · Advisor changed firm · fact
    • Randy Allen Kiser (Cco) no longer on Schedule A of Chapin Davis Asset Management (listed 2023-03-22, absent 2023-04-10)
      Apr 10, 2023 · Control person left · inference
    • Randy Allen Kiser (Cco) appeared on Schedule A of Chapin Davis Asset Management
      Oct 21, 2022 · Control person joined · fact
    • Richard Raymond Briggs (Cco) no longer on Schedule A of Chapin Davis Asset Management (listed 2022-06-08, absent 2022-06-16)
      Jun 16, 2022 · Control person left · inference
    • Stephanie N Elliott (President & Ceo) no longer on Schedule A of Chapin Davis Asset Management (listed 2022-04-01, absent 2022-06-08)
      Jun 8, 2022 · Control person left · inference
    • Michael Anthony Galantino (President) appeared on Schedule A of Chapin Davis Asset Management
      Jun 8, 2022 · Control person joined · fact
    • Chapin Davis Asset Management reported RAUM $501.7M, up 54% from $326.8M (2020-07-27 to 2021-04-01)
      Apr 1, 2021 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    wpearce@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    acamiolo@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    bhayes@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    dlogan@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    gcrewe@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kleith@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kpaine@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    lsmith@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    tbrubaker@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    tjalbert@chapindavis.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    410-435-3200reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    800-222-3246reportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $32.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026