B•••• P•••••• G••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jan 29, 2024 · Annapolis, Md
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Jan 31, 2024 · Elkridge, Md
• M•• F•••••••• S•••••••• I••• former
  Aug 15, 2011 to Mar 25, 2017 · Elkridge, Md
• W•••• F•••• A••••••• wirehouse
  Sep 28, 2009 to Feb 10, 2011 · Columbia, Md
• S••••••• I••••••••• S•••••••• I••• former
  Jan 9, 2003 to Sep 28, 2009 · Prince Frederick, Md

• M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 31, 2024, registered Jan 29, 2024 (-2 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to M•• F•••••••• S•••••••• I•••
  left Feb 10, 2011, registered Aug 15, 2011 (186 days) · Other
• S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Sep 28, 2009, registered Sep 28, 2009 (0 days) · Other

• ••• Locked
  Jan 31, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address