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Registered advisor
T•••••• S••• H••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Louis, Modual registrantIAPD 2460609
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Oct 22, 2020
In the industry
36 y
since May 1, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 22, 2020 · Saint Louis, Mo
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Oct 21, 2020 · Belleville, Il
- M••••• K••••• • C••••••• L•• formerAug 7, 2009 to Feb 13, 2013 · Swansea, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2005 to Aug 10, 2009 · Swansea, Il
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 21, 2020, registered Oct 22, 2020 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Aug 10, 2009, registered Aug 7, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address