DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Diastole Wealth Management

Independent wealth managerGuilford, ConnecticutCRD 111604SEC 801-57610website IAPD

Legal name Diastole Wealth Management, Inc.

Latest filing May 5, 2026

First filing on the tape Dec 13, 2011 · 40 filings

SEC status approved since May 24, 2000

RAUM

$396M

reported, Item 5.F

Discretionary

69%

of RAUM

Private clients

93%

$370M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$44.0M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

40 filings and snapshots on the tape

RAUM$396M as of May 5, 2026

Mar 29, 2012$526M then

HNW client RAUM$314M as of May 5, 2026

Mar 29, 2018$250M then

State-registered IARs (5.B.3)9 as of May 5, 2026

Mar 29, 20120 then

Employees (5.A)13 as of May 5, 2026

Mar 13, 201314 then

Private funds1 as of May 5, 2026

Mar 29, 20122 then

RAUM +4.8% over the last fiscal year+5.7% a year over threeIARs 7 to 9offices 3 to 2

Practice profile

derived from the filing of May 5, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $44.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 30derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.6MderivedHNW RAUM over HNW clients
Average account: $276,164derivedRAUM over accounts (5.F.2.f)
Discretionary: 69%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 3.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +4.8%derivedbetween the last two annual amendments
Advisor growth, one year: +29%derivedItem 5.B.3 between annual amendments
Client growth, one year: -9.3%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
Custody: $25.0M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$314M79%
Individuals$56.3M14%
Pooled investment vehicles$25.0M6.3%
Charitable organizations$1.1M0.3%

Individual clients: 187reported
HNW clients: 86reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 1,434reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $25.0M for 1 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.93 fund_share=0.06 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Elizabeth Diana Eden	Guilford, Ct	Jul 6, 2000	45 y	1
Elizabeth Early Cook	Guilford, Ct	Mar 15, 2002	32 y	0
Ethan Anthony Eden	Guilford, Ct	Aug 15, 2002	24 y	1
Mary Lynn O'TooleChartered Financial Analyst	Cinncinnati, Oh	Jul 13, 2009	25 y	3
Barbara Ann Buzzelli	Guilford, Ct	Jan 12, 2010	25 y	1
Jennifer Lee O'Brien	Guilford, Ct	Jan 9, 2012	29 y	4
Eniko Mikle	Guilford, Ct	Apr 1, 2013	20 y	2
Samson Scott Staff	Guilford, Ct	Aug 15, 2024	10 y	0
Joseph Thomas DepatieCertified Financial Planner, Chartered Financial Analyst	Guilford, Ct	Aug 12, 2025	11 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Joanne Martin to Commonwealth Financial Network
Jul 12, 2024 · RIA to affiliated broker-dealer or bank
Christopher D Carrano to Morgan Stanley
Feb 8, 2021 · RIA to wirehouse
Charles Edward Reagle to Grey Ledge Advisors, LLC
Nov 19, 2019 · RIA to RIA
Joseph Thomas Depatie to Baltimore-Washington Financial Advisors
Aug 1, 2016 · Other
Joanne De Palma to Marcum Financial Services LLC
May 2, 2014 · Other
Charles Edward Dear to Cambridge Investment Research Advisors, Inc.
Apr 18, 2011 · Other
Douglas Louis Kobak to Main Line Group Wealth Management, LLC
Dec 31, 2010 · Other
Colin Michael Dugan to Essex Financial Services, Inc.
Jun 22, 2010 · Other
Carl George Bulgini to Fenwick Investments, LLC
May 11, 2007 · Other
Larry Lee Bright to Bright Asset Management
Jul 7, 2006 · Other
Justin Scott Howard to Cherry Street Partners
Apr 9, 2003 · Other

Joined, latest

Joseph Thomas Depatie from Baltimore-Washington Financial Advisors
Aug 12, 2025 · RIA to RIA
Joanne Martin from Commonwealth Financial Network
May 29, 2024 · Affiliated broker-dealer or bank to independent RIA
Christopher D Carrano from Td Ameritrade, Inc.
May 1, 2020 · Other
Eniko Mikle from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Apr 1, 2013 · Other
Joanne De Palma from Cetera Investment Advisers LLC
May 8, 2012 · Other
Jennifer Lee O'Brien from Citizens Securities, Inc.
Jan 9, 2012 · Other
Douglas Louis Kobak from Morgan Stanley
Jul 29, 2009 · Other
Mary Lynn O'Toole from Interocean Wealth Management LLC
Jul 13, 2009 · Other
Carl George Bulgini from Sound Financial Advisors
Jan 25, 2006 · Other

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Eden Partners Absolute Growth Fund, LP	Hedge Fund	$21.0M	32	Mar 29, 2012
Steamboat Fund, LP	Hedge Fund	$5.5M	8	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

Early Elizabeth Cook · Principal/Ccocontrol
since 11/1996 · owns 25% to 50%
Diana Elizabeth Eden · President/Ceocontrol
since 11/1996 · owns 25% to 50%
Anthony Ethan Eden · Owner
since 01/2009 · owns 10% to 25%
Papa Meredith Eden · Chief Operating Officer
since 02/2008 · owns less than 5%

Related persons

Schedule D 7.A

Eden Investment Partners, LLC
pooled vehicle sponsory

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Guilford, Ct · principal	8	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Other offices · 3 to 2
Mar 2, 2026 to May 5, 2026
Accounts · 1,437 to 1,434
Jan 20, 2026 to Mar 2, 2026
HNW clients · 89 to 86
Jan 20, 2026 to Mar 2, 2026
Individual clients · 212 to 187
Jan 20, 2026 to Mar 2, 2026
Pooled vehicle clients · 2 to 1
Jan 20, 2026 to Mar 2, 2026
Assets in custody · $30.6M to $25.0M
Jan 20, 2026 to Mar 2, 2026
Private funds · 2 to 1
Jan 20, 2026 to Mar 2, 2026
Discretionary RAUM · $268M to $275M
Jan 20, 2026 to Mar 2, 2026
HNW RAUM · $298M to $314M
Jan 20, 2026 to Mar 2, 2026
Individual RAUM · $53.3M to $56.3M
Jan 20, 2026 to Mar 2, 2026
Non-discretionary RAUM · $110M to $121M
Jan 20, 2026 to Mar 2, 2026
Pooled vehicle RAUM · $26.5M to $25.0M
Jan 20, 2026 to Mar 2, 2026
RAUM · $378M to $396M
Jan 20, 2026 to Mar 2, 2026
Advisory employees · 7 to 9
Aug 22, 2025 to Jan 20, 2026
Employees · 11 to 13
Aug 22, 2025 to Jan 20, 2026
State-registered IARs · 7 to 9
Aug 22, 2025 to Jan 20, 2026
Accounts · 304 to 1,437
Jun 13, 2024 to Mar 17, 2025
Advisory employees · 6 to 7
Jun 13, 2024 to Mar 17, 2025
Charity clients · unset to 1.0
Jun 13, 2024 to Mar 17, 2025
HNW clients · 86 to 89
Jun 13, 2024 to Mar 17, 2025
Individual clients · 216 to 212
Jun 13, 2024 to Mar 17, 2025
Assets in custody · $123M to $30.6M
Jun 13, 2024 to Mar 17, 2025
Employees · 12 to 11
Jun 13, 2024 to Mar 17, 2025
Financial planning clients · 251-500 to 251-500
Jun 13, 2024 to Mar 17, 2025
State-registered IARs · 6 to 7
Jun 13, 2024 to Mar 17, 2025
Discretionary RAUM · $224M to $268M
Jun 13, 2024 to Mar 17, 2025
HNW RAUM · $297M to $298M
Jun 13, 2024 to Mar 17, 2025
Individual RAUM · $62.7M to $53.3M
Jun 13, 2024 to Mar 17, 2025
Non-discretionary RAUM · $162M to $110M
Jun 13, 2024 to Mar 17, 2025
RAUM · $386M to $378M
Jun 13, 2024 to Mar 17, 2025
Other offices · 6 to 3
Mar 14, 2024 to Apr 24, 2024
Accounts · 314 to 304
Oct 2, 2023 to Mar 14, 2024
HNW clients · 84 to 86
Oct 2, 2023 to Mar 14, 2024
Individual clients · 228 to 216
Oct 2, 2023 to Mar 14, 2024
Assets in custody · $91.9M to $123M
Oct 2, 2023 to Mar 14, 2024
Discretionary RAUM · $222M to $224M
Oct 2, 2023 to Mar 14, 2024
HNW RAUM · $259M to $297M
Oct 2, 2023 to Mar 14, 2024
Individual RAUM · $52.9M to $62.7M
Oct 2, 2023 to Mar 14, 2024
Non-discretionary RAUM · $113M to $162M
Oct 2, 2023 to Mar 14, 2024
Pooled vehicle RAUM · $23.7M to $26.5M
Oct 2, 2023 to Mar 14, 2024

Signals

3 dated events

Joanne Martin left Diastole Wealth Management for Commonwealth Financial Network (registered 2024-08-23)
Jul 12, 2024 · Advisor changed firm · fact
Diastole Wealth Management reported 6 offices beyond its principal office, up from 1 (2023-03-21 to 2023-10-02)
Oct 2, 2023 · Office count change · derived
Diastole Wealth Management reported RAUM $349.6M, down 53% from $741.7M (2022-01-03 to 2022-03-30)
Mar 30, 2022 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 203-453-5855reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 203-458-5220reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 800-475-1088reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/DIASTOLE-WEALTH-MANAGEMENT/ABOUTreportedpublic record, Form ADV, Sep 18, 2026
Website: DIASTOLE.BIZreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 203-458-5220reportedpublic record, Form ADV, May 5, 2026
Contact form: DIASTOLE.BIZ/contact-us.htmlreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $44.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026