RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 12, 2026 · Larkspur, Ca
- L••••• G•••••• W••••• M••••••••• L•• formerMay 17, 2013 to Feb 26, 2026 · Paris
- L••••• G•••••• W••••• M••••••••• L•• formerJan 3, 2005 to Dec 31, 2007 · Larkspur, Ca
- L••••• G•••••• W••••• M••••••••• L•• to B••••• P••••• A•••••••• L••left Feb 26, 2026, registered Jan 12, 2026 (-45 days) · RIA to RIA · moved with a team
- C••••••••• C• W•••••• left L••••• G•••••• W••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-01-12)Feb 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address