M••••••• A•• E••••

• P•• W••••• M••••••••• BD affiliated current
  since Oct 21, 2020 · Madison Hgt, Mi
• C••••••• S••••••••• I••• BD affiliated
  Dec 18, 2018 to Oct 8, 2020 · Detroit, Mi
• A•••••• A••••••• S••••••• former
  Jul 12, 2018 to Dec 10, 2018 · Pontiac, Mi
• E•••••••• A•••••••• L•• national BD
  May 18, 2011 to Mar 1, 2018 · Troy, Mi
• C••• B•••••••• S•••••••• I••• former
  Dec 2, 2005 to May 2, 2011 · Pontiac, Mi
• C••••••• S••••••••• former
  Jul 7, 2004 to Oct 28, 2005 · Detroit, Mi

• C••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Oct 8, 2020, registered Oct 21, 2020 (13 days) · Affiliated broker-dealer or bank to another
• A•••••• A••••••• S••••••• to C••••••• S••••••••• I•••
  left Dec 10, 2018, registered Dec 18, 2018 (8 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••
  left Mar 1, 2018, registered Jul 12, 2018 (133 days) · Affiliated broker-dealer or bank to another
• C••• B•••••••• S•••••••• I••• to E•••••••• A•••••••• L••
  left May 2, 2011, registered May 18, 2011 (16 days) · Other
• C••••••• S••••••••• to C••• B•••••••• S•••••••• I•••
  left Oct 28, 2005, registered Dec 2, 2005 (35 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address