DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Glenn Adams
Feed of 09/15/2026
Also filed as Andrew G Adams
At current firm
4 y
since Jul 15, 2022
In the industry
11 y
since Sep 20, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 15, 2022 · Springdale, Ar
- B. Riley Wealth Advisors, Inc. BD affiliatedMay 14, 2021 to Jul 11, 2022 · Bentonville, Ar
- Arvest Wealth Management independent RIADec 19, 2018 to May 25, 2021 · Rogers, Ar
- Cetera Investment Advisers LLC BD affiliatedMay 14, 2015 to Dec 17, 2018 · Rogers, Ar
- Edward Jones national BDSep 24, 2014 to Mar 25, 2015 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to LPL Financial LLCleft Jul 11, 2022, registered Jul 15, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Arvest Wealth Management to B. Riley Wealth Advisors, Inc.left May 25, 2021, registered May 14, 2021 (-11 days) · RIA to affiliated broker-dealer or bank
- Cetera Investment Advisers LLC to Arvest Wealth Managementleft Dec 17, 2018, registered Dec 19, 2018 (2 days) · Affiliated broker-dealer or bank to another
- Edward Jones to Cetera Investment Advisers LLCleft Mar 25, 2015, registered May 14, 2015 (50 days) · Other
Signals
- Andrew Glenn Adams left B. Riley Wealth Advisors, Inc. for Lpl Financial Llc (registered 2022-07-15)Jul 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address