DFX Intelligence
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Registered advisor
B•••• A••••• H•••
Feed of 09/14/2026
Also filed as Brett Hina
At current firm
1 y
since Mar 28, 2025
In the industry
32 y
since Apr 14, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Mar 28, 2025 · Northfield, Nj
- U•• F•••••••• S••••••• I••• wirehouseAug 20, 2009 to Apr 8, 2025 · Philidelphia, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Apr 11, 2005 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C••••••••• I••••••••• A•••••••• L••left Apr 8, 2025, registered Mar 28, 2025 (-11 days) · Wirehouse to independent RIA · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Apr 11, 2005, registered Aug 20, 2009 (1592 days) · Other
Signals
- B•••• A••••• H••• left U•• F•••••••• S••••••• I••• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-03-28)Apr 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address