DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• H••••• L••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWatkinsville, Gadual registrantIAPD 2463337
Feed of 09/14/2026
At current firm
5 y
since Oct 30, 2020
In the industry
32 y
since Apr 8, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 30, 2020 · Watkinsville, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Oct 9, 2020 · Athens, Ga
- M••••• K••••• • C••••••• L•• formerJan 16, 2008 to Feb 13, 2013 · Athens, Ga
- A• G• E•••••• • S•••• I••• unclassifiedJul 23, 2004 to Jan 16, 2008 · Athens, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 9, 2020, registered Oct 30, 2020 (21 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to M••••• K••••• • C••••••• L••left Jan 16, 2008, registered Jan 16, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address