DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• S•••• B•••••

M••••••• W••••• P•••••••• I••independent RIAAustin, TxIA-onlyIAPD 2463549

Feed of 09/14/2026

Also filed as Jeff B•••••

At current firm

1 y

since Sep 10, 2025

In the industry

32 y

since Apr 7, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••• W••••• P•••••••• I•• independent RIA current
since Sep 10, 2025 · Austin, Tx
S•••••• N••••••• • C••••••• I••••••••• national BD
Aug 29, 2013 to Sep 9, 2025 · Austin, Tx
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Aug 30, 2013 · Austin, Tx
M••••• K••••• • C••••••• L•• former
Feb 27, 2006 to Feb 13, 2013 · Austin, Tx
U•• F•••••••• S••••••• I••• wirehouse
Feb 19, 1999 to Mar 17, 2006 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to M••••••• W••••• P•••••••• I••
left Sep 9, 2025, registered Sep 10, 2025 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser
R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 30, 2013, registered Aug 29, 2013 (-1 days) · Affiliated broker-dealer or bank to another
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• K••••• • C••••••• L••
left Mar 17, 2006, registered Feb 27, 2006 (-18 days) · Other

Signals

J•••••• S•••• B••••• left S•••••• N••••••• • C••••••• I••••••••• for M••••••• W••••• P•••••••• I•• (registered 2025-09-10)
Sep 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address