DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• W••••• P•••••••• I••
Latest filing Mar 30, 2026
First filing on the tape Aug 25, 2025 · 3 filings
SEC status approved since Jul 31, 2025
RAUM
$141M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$141M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$141M as of Mar 30, 2026
Aug 25, 2025$0 then
HNW client RAUM$139M as of Mar 30, 2026
Dec 1, 2025$136M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Aug 25, 20250 then
Employees (5.A)1 as of Mar 30, 2026
Aug 25, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M99%
- Individuals$1.9M1.3%
- Individual clients
- 10reported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 115reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• S•••• B••••• | Austin, Tx | Sep 10, 2025 | 32 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• S•••• B••••• from S•••••• N••••••• • C••••••• I•••••••••Sep 10, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••••• S•••• · Managing Member/Ccocontrolsince 08/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 103 to 115Dec 1, 2025 to Mar 30, 2026
- HNW RAUM · $136M to $139MDec 1, 2025 to Mar 30, 2026
- Individual RAUM · $1.9M to $1.9MDec 1, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $137M to $141MDec 1, 2025 to Mar 30, 2026
- RAUM · $137M to $141MDec 1, 2025 to Mar 30, 2026
- Accounts · 0 to 103Aug 25, 2025 to Dec 1, 2025
- HNW clients · unset to 25.0Aug 25, 2025 to Dec 1, 2025
- Individual clients · unset to 10.0Aug 25, 2025 to Dec 1, 2025
- HNW RAUM · unset to 135529280.0Aug 25, 2025 to Dec 1, 2025
- Individual RAUM · unset to 1875120.0Aug 25, 2025 to Dec 1, 2025
- Non-discretionary RAUM · $0 to $137MAug 25, 2025 to Dec 1, 2025
- RAUM · $0 to $137MAug 25, 2025 to Dec 1, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-270-8977reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-270-8977reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026