RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• W••••••• Q••••••
- H•••• I••••••••• W••••• independent RIA currentsince Jan 30, 2026 · Kennett Square, Pa
- C••••••••• C•••••• A•••••••• L•• formerMay 5, 2011 to Feb 21, 2012 · Yardley, Pa
- R•••••• P•••••••• L•• unclassifiedApr 26, 2006 to Mar 12, 2026 · Green Lane, Pa
- R•• C•••••• M••••••• L•• national BDApr 19, 2005 to May 4, 2006 · Madison, Wi
- R•••••• P•••••••• L•• to C••••••••• C•••••• A•••••••• L••left Mar 12, 2026, registered May 5, 2011 (-5425 days) · Other
- C••••••••• C•••••• A•••••••• L•• to H•••• I••••••••• W•••••left Feb 21, 2012, registered Jan 30, 2026 (5092 days) · Other
- R•• C•••••• M••••••• L•• to R•••••• P•••••••• L••left May 4, 2006, registered Apr 26, 2006 (-8 days) · Other
- P•••• W••••••• Q•••••• left R•••••• P•••••••• L•• for C••••••••• C•••••• A•••••••• L•• (registered 2011-05-05)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address