DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• I••••••••• W•••••
Legal name H•••• I••••••••• W•••••• L••
Latest filing Feb 27, 2026
First filing on the tape Feb 12, 2024 · 4 filings
SEC status approved since Mar 13, 2024
RAUM
$233M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$233M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$77.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$233M as of Feb 27, 2026
Mar 18, 2025$173M then
HNW client RAUM$185M as of Feb 27, 2026
Mar 18, 2025$117M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Mar 18, 20252 then
Employees (5.A)5 as of Feb 27, 2026
Mar 18, 20252 then
Private funds: no history
RAUM +35% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $77.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $360,274derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$185M80%
- Individuals$47.7M20%
- Charitable organizations$29,0000.0%
- Individual clients
- 144reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 647reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J•••• M••••••••• | Kennett Square, Pa | Mar 18, 2024 | 21 y | 3 |
| B•••• J••••• S••••••••• | Kennett Square, Pa | Mar 18, 2024 | 29 y | 3 |
| P•••• W••••••• Q•••••• | Kennett Square, Pa | Jan 30, 2026 | 32 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• W••••••• Q•••••• from C••••••••• C•••••• A•••••••• L••Jan 30, 2026 · Other
- D•••• J•••• M••••••••• from A••••••• W••••• A•••••••Mar 18, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• J••••• S••••••••• from A••••••• W••••• A•••••••Mar 18, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••• W••••• A•••••••May 1, 2024 · Kennett Square, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• D••••• J•••• · Co-Foundercontrolsince 12/2015 · owns 50% to 75%
- S••••••••• B••••• J••••• · Co-Founder And Chief Compliance Officercontrolsince 12/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
- D•••• C••••••••• P•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kennett Square, Pa · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 27, 2026financial planning (Item 5.G.1): yes on the filing of 2025-03-18, no on the filing of 2026-02-27peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Feb 27, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-18, no on the filing of 2026-02-27peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Feb 27, 2026RAUM (Item 5.F) moved from $173,000,000 to $233,097,307 (+35.0%) between the annual amendments of 2025-03-18 and 2026-02-27; the peer median change was +15.0% (4550 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 560 to 647Mar 18, 2025 to Feb 27, 2026
- Advisory employees · 2 to 3Mar 18, 2025 to Feb 27, 2026
- Advisory activities · 2 to 1Mar 18, 2025 to Feb 27, 2026
- HNW clients · 85 to 81Mar 18, 2025 to Feb 27, 2026
- Individual clients · 100 to 144Mar 18, 2025 to Feb 27, 2026
- Assets in custody · 177531835.0 to unsetMar 18, 2025 to Feb 27, 2026
- Custody of client assets · true to falseMar 18, 2025 to Feb 27, 2026
- Employees · 2 to 5Mar 18, 2025 to Feb 27, 2026
- Insurance-licensed employees · 0 to 1Mar 18, 2025 to Feb 27, 2026
- Financial planning clients · 0 to Mar 18, 2025 to Feb 27, 2026
- State-registered IARs · 2 to 3Mar 18, 2025 to Feb 27, 2026
- Discretionary RAUM · $173M to $233MMar 18, 2025 to Feb 27, 2026
- HNW RAUM · $117M to $185MMar 18, 2025 to Feb 27, 2026
- Individual RAUM · $56.0M to $47.7MMar 18, 2025 to Feb 27, 2026
- RAUM · $173M to $233MMar 18, 2025 to Feb 27, 2026
- Accounts · 550 to 560May 28, 2024 to Mar 18, 2025
- HNW clients · 90 to 85May 28, 2024 to Mar 18, 2025
- Individual clients · 80 to 100May 28, 2024 to Mar 18, 2025
- Assets in custody · unset to 177531835.0May 28, 2024 to Mar 18, 2025
- Custody of client assets · false to trueMay 28, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0May 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $167M to $173MMay 28, 2024 to Mar 18, 2025
- HNW RAUM · $123M to $117MMay 28, 2024 to Mar 18, 2025
- Individual RAUM · $44.0M to $56.0MMay 28, 2024 to Mar 18, 2025
- RAUM · $167M to $173MMay 28, 2024 to Mar 18, 2025
- Accounts · unset to 550.0Feb 12, 2024 to May 28, 2024
- HNW clients · unset to 90.0Feb 12, 2024 to May 28, 2024
- Individual clients · unset to 80.0Feb 12, 2024 to May 28, 2024
- Insurance-licensed employees · 2 to 0Feb 12, 2024 to May 28, 2024
- Financial planning clients · unset to 0Feb 12, 2024 to May 28, 2024
- Discretionary RAUM · unset to 167000000.0Feb 12, 2024 to May 28, 2024
- HNW RAUM · unset to 123000000.0Feb 12, 2024 to May 28, 2024
- Individual RAUM · unset to 44000000.0Feb 12, 2024 to May 28, 2024
- Non-discretionary RAUM · unset to 0.0Feb 12, 2024 to May 28, 2024
- RAUM · unset to 167000000.0Feb 12, 2024 to May 28, 2024
Signals
2 dated events
- 2 advisors left Arkadios Wealth Advisors (Kennett Square, PA) for Holos Integrated Wealth on the same dayMay 1, 2024 · Team lift-out · derived
- Holos Integrated Wealth filed its initial SEC registration (Form ADV)Feb 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@holosiw.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-893-4598reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-893-4599reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- holosiw.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-893-4599reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- holosiw.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- holosiw.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026