DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• B••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedTowaco, Njdual registrantIAPD 2465435

Feed of 09/14/2026

Also filed as J••• E••••• B••••••

At current firm

0 y

since Feb 2, 2026

In the industry

29 y

since Mar 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Feb 2, 2026 · Towaco, Nj
L•• F•••••••• L•• BD affiliated
May 1, 2025 to Feb 4, 2026 · Towaco, Nj
G•••• P•••• A•••••••• L•• former
Oct 18, 2022 to May 1, 2025 · Rockville, Md
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Oct 26, 2022 · Towaco, Nj
S•• I••••••••• I••• former
Dec 17, 2004 to Feb 15, 2018 · West Orange, Nj
W••••• S••••• S••••••••• I••• former
Aug 1, 2003 to Jan 11, 2005 · West Orange, Nj
N••••• • L•••• S••••••••• I••• unclassified
Mar 16, 1999 to Aug 1, 2003 · West Orange, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 4, 2026, registered Feb 2, 2026 (-2 days) · Affiliated broker-dealer or bank to another
G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to G•••• P•••• A•••••••• L••
left Oct 26, 2022, registered Oct 18, 2022 (-8 days) · RIA to affiliated broker-dealer or bank · moved with a team
S•• I••••••••• I••• to L•• F•••••••• L••
left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
W••••• S••••• S••••••••• I••• to S•• I••••••••• I•••
left Jan 11, 2005, registered Dec 17, 2004 (-25 days) · Other
N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••
left Aug 1, 2003, registered Aug 1, 2003 (0 days) · corporate re-registration, not a move

Signals

J••• E••••• B•••••• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-02)
Feb 4, 2026 · Advisor changed firm · fact
J••• E••••• B•••••• left L•• F•••••••• L•• for G•••• P•••• A•••••••• L•• (registered 2022-10-18)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address