RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R•••••• P••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 7, 2026 · Celina, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 23, 2007 to Apr 23, 2018 · Denver, Co
- U••••• S••••••••• A•••••••• I••• unclassifiedMar 27, 2003 to Mar 12, 2007 · Greenwood Village, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to A••••• A•• P••••••• S•••••••left Apr 23, 2018, registered Jul 7, 2026 (2997 days) · Other
- U••••• S••••••••• A•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Mar 12, 2007, registered Mar 23, 2007 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address