DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Redtree Investment Group
Legal name Kindred Spirits Investment Management, LLC
Latest filing Feb 24, 2026
First filing on the tape May 19, 2014 · 27 filings
SEC status approved since Jun 18, 2014
RAUM
$9.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$1.6B
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$9.7B as of Feb 24, 2026
Mar 27, 2015$1.5B then
HNW client RAUM$0 as of Feb 24, 2026
Mar 3, 2025$0 then
State-registered IARs (5.B.3)5 as of Feb 24, 2026
Mar 27, 20153 then
Employees (5.A)9 as of Feb 24, 2026
Mar 27, 20154 then
Private funds: no history
RAUM +11% over the last fiscal year+10% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $1.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$9.7B100%
- Banks and thrifts$7.6M0.1%
- Charitable organizations$1.8M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 538reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Keith NelsonChartered Financial Analyst | Cincinnati, Oh | Jul 16, 2014 | 30 y | 3 |
| Jennifer Carey TrowbridgeChartered Financial Analyst | Cincinnati, Oh | Jul 16, 2014 | 18 y | 2 |
| Anthony Joseph Martino | Cincinnati, Oh | Oct 23, 2014 | 11 y | 0 |
| Joseph William Violand | Cincinnati, Oh | Mar 28, 2016 | 11 y | 0 |
| Timothy Kyle Livingood | Cincinnati, Oh | Apr 22, 2020 | 10 y | 0 |
| David James Donnelly | Cincinnati, Oh | Feb 19, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Daniel Tyler Smith to Daybright Advisory Services, Inc.Apr 27, 2020 · Other
- Eileen Jean Stanic to Meeder Public Funds, Inc.Sep 16, 2014 · Other
Joined, latest
- Daniel Tyler Smith from Fidelity Personal And Workplace AdvisorsSep 16, 2019 · Other
- Eileen Jean Stanic from Robert W. Baird & Co. IncorporatedSep 12, 2014 · Other
- Ryan Keith Nelson from Robert W. Baird & Co. IncorporatedJul 16, 2014 · Other
- Jennifer Carey Trowbridge from Robert W. Baird & Co. IncorporatedJul 16, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keith Ryan Nelson · Managing Principalcontrolsince 05/2014 · owns 50% to 75%
- Carey Jennifer Trowbridge · Managing Principalcontrolsince 05/2014 · owns 50% to 75%
- William Phelps · Chief Operations Officersince 12/2017 · owns less than 5%
- Lynne Kristin Prieur · Chief Compliance Officersince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 514 to 538Sep 19, 2025 to Feb 24, 2026
- Charity clients · 2 to 1Sep 19, 2025 to Feb 24, 2026
- Discretionary RAUM · $8.6B to $9.6BSep 19, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $106M to $118MSep 19, 2025 to Feb 24, 2026
- RAUM · $8.7B to $9.7BSep 19, 2025 to Feb 24, 2026
- Accounts · 484 to 514Mar 25, 2024 to Mar 3, 2025
- Financial planning clients · unset to 1-10Mar 25, 2024 to Mar 3, 2025
- Discretionary RAUM · $7.9B to $8.6BMar 25, 2024 to Mar 3, 2025
- HNW RAUM · unset to 0.0Mar 25, 2024 to Mar 3, 2025
- Individual RAUM · unset to 0.0Mar 25, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $108M to $106MMar 25, 2024 to Mar 3, 2025
- Pension RAUM · unset to 0.0Mar 25, 2024 to Mar 3, 2025
- Pooled vehicle RAUM · unset to 0.0Mar 25, 2024 to Mar 3, 2025
- RAUM · $8.0B to $8.7BMar 25, 2024 to Mar 3, 2025
- Accounts · 455 to 484Mar 28, 2023 to Mar 25, 2024
- Advisory employees · 6 to 5Mar 28, 2023 to Mar 25, 2024
- Employees · 8 to 9Mar 28, 2023 to Mar 25, 2024
- State-registered IARs · 6 to 5Mar 28, 2023 to Mar 25, 2024
- Other offices · 1 to 0Mar 28, 2023 to Mar 25, 2024
- Discretionary RAUM · $7.1B to $7.9BMar 28, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $92.6M to $108MMar 28, 2023 to Mar 25, 2024
- RAUM · $7.2B to $8.0BMar 28, 2023 to Mar 25, 2024
- Accounts · 415 to 455Oct 5, 2022 to Mar 28, 2023
- Discretionary RAUM · $6.2B to $7.1BOct 5, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $81.1M to $92.6MOct 5, 2022 to Mar 28, 2023
- RAUM · $6.3B to $7.2BOct 5, 2022 to Mar 28, 2023
- Accounts · 380 to 415Mar 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.7B to $6.2BMar 17, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $208M to $81.1MMar 17, 2021 to Mar 31, 2022
- RAUM · $4.9B to $6.3BMar 17, 2021 to Mar 31, 2022
- Accounts · 357 to 380Mar 23, 2020 to Mar 17, 2021
- Discretionary RAUM · $4.1B to $4.7BMar 23, 2020 to Mar 17, 2021
- Non-discretionary RAUM · $199M to $208MMar 23, 2020 to Mar 17, 2021
- RAUM · $4.3B to $4.9BMar 23, 2020 to Mar 17, 2021
- Discretionary RAUM · $4.1B to $4.1BNov 7, 2019 to Mar 23, 2020
- Non-discretionary RAUM · $178M to $199MNov 7, 2019 to Mar 23, 2020
- RAUM · $4.3B to $4.3BNov 7, 2019 to Mar 23, 2020
- Accounts · 331 to 357Oct 29, 2019 to Nov 7, 2019
- Advisory employees · 4 to 6Oct 29, 2019 to Nov 7, 2019
- Employees · 6 to 8Oct 29, 2019 to Nov 7, 2019
Signals
8 dated events
- Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Redtree Investment Group (listed 2023-03-28, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Redtree Investment Group reported RAUM $6.3B, up 28% from $4.9B (2021-03-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- John Neal Lewis no longer registered at Redtree Investment Group; no later IA registration on IAPDJan 4, 2022 · Advisor departure · fact
- Perdue Alisha Dowell (Chief Compliance Officer) appeared on Schedule A of Redtree Investment GroupOct 29, 2019 · Control person joined · fact
- Daniel Patrick Hayes (Chief Compliance Officer) no longer on Schedule A of Redtree Investment Group (listed 2019-08-29, absent 2019-10-29)Oct 29, 2019 · Control person left · inference
- Ashley Matthew Swendiman (Chief Compliance Officer) no longer on Schedule A of Redtree Investment Group (listed 2019-01-24, absent 2019-03-15)Mar 15, 2019 · Control person left · inference
- Daniel Patrick Hayes (Chief Compliance Officer) appeared on Schedule A of Redtree Investment GroupMar 15, 2019 · Control person joined · fact
- Redtree Investment Group filed its initial SEC registration (Form ADV)May 19, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/redtree-investment-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- REDTREEINV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-596-2293reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026